0001247999-20-000004.txt : 20201103
0001247999-20-000004.hdr.sgml : 20201103
20201103155616
ACCESSION NUMBER: 0001247999-20-000004
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201030
FILED AS OF DATE: 20201103
DATE AS OF CHANGE: 20201103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SUSAN L CICIORA TRUST
CENTRAL INDEX KEY: 0001247999
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-02328
FILM NUMBER: 201283421
BUSINESS ADDRESS:
STREET 1: C/O ALASKA TRUST COMPANY
STREET 2: 1029 WEST 3RD AVENUE, SUITE 400
CITY: ANCHORAGE
STATE: AK
ZIP: 99501
BUSINESS PHONE: 3034445483
MAIL ADDRESS:
STREET 1: C/O ALASKA TRUST COMPANY
STREET 2: 1029 WEST 3RD AVENUE, SUITE 400
CITY: ANCHORAGE
STATE: AK
ZIP: 99501
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BOULDER GROWTH & INCOME FUND
CENTRAL INDEX KEY: 0000102426
IRS NUMBER: 132729672
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1130
BUSINESS ADDRESS:
STREET 1: 1290 BROADWAY
STREET 2: SUITE 1100
CITY: DENVER
STATE: CO
ZIP: 80203
BUSINESS PHONE: 7209170764
MAIL ADDRESS:
STREET 1: 1290 BROADWAY
STREET 2: SUITE 1100
CITY: DENVER
STATE: CO
ZIP: 80203
FORMER COMPANY:
FORMER CONFORMED NAME: USLIFE INCOME FUND INC
DATE OF NAME CHANGE: 19920703
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2020-10-30
0
0000102426
BOULDER GROWTH & INCOME FUND
BIF
0001247999
SUSAN L CICIORA TRUST
C/O ALASKA TRUST COMPANY
3000 A STREET, SUITE 200
ANCHORAGE
AK
99503
0
0
1
0
COMMON STOCK
2020-10-30
4
P
0
5543695
6.5643
A
13203015
D
COMMON STOCK
2020-10-30
4
P
0
10146367
6.5643
A
23349382
D
On October 30, 2020, the Reporting Person purchased shares (the "Shares") of Issuer from two affiliated trusts, Mildred Horejsi Trust ("MHT") and Lola Brown Trust No. 1B ("LBT"). The Reporting Person (also referred to herein as the "Trust") purchased 5,543,695 Shares from MHT and 10,146,367 Shares from LBT, representing all the Shares then owned by MHT and LBT. The purchase price for the Shares was calculated based on the average of the opening and closing prices reported for such shares by the New York Stock Exchange on October 30, 2020, after applying a blockage discount because of the large size of the aggregate holdings of the Reporting Person and affiliated trusts.
The trustee of the Trust is Peak Trust Company-AK, which may be deemed to control the Trust. Although Stewart R. Horejsi is neither a trustee nor beneficiary under the Trust, because of his advisory role with the Trust, he may be deemed to have indirect beneficial ownership of the shares directly beneficially owned by the Trust. However, Mr. Horejsi disclaims such beneficial ownership of the shares directly beneficially held by the Trust.
The Trust and trusts, persons and entities affiliated with the Trust, including Stewart West Indies Trust, John S. Horejsi Trust, John X. Ciciora Trust, Jack S. Ciciora Trust, Amanda N. Ciciora Trust, Courtney M. Ciciora Trust and Susan L. Ciciora own an aggregate of 45,384,254 shares of the Issuer.
/s/ Matthew Blattmachr
2020-11-03
President Peak Trust Company, Trustee of the Trust
2020-11-03
Stewart R. Horejsi
2020-11-03