0001247999-20-000002.txt : 20200616 0001247999-20-000002.hdr.sgml : 20200616 20200616162621 ACCESSION NUMBER: 0001247999-20-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200612 FILED AS OF DATE: 20200616 DATE AS OF CHANGE: 20200616 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SUSAN L CICIORA TRUST CENTRAL INDEX KEY: 0001247999 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-02328 FILM NUMBER: 20966753 BUSINESS ADDRESS: STREET 1: C/O ALASKA TRUST COMPANY STREET 2: 1029 WEST 3RD AVENUE, SUITE 400 CITY: ANCHORAGE STATE: AK ZIP: 99501 BUSINESS PHONE: 3034445483 MAIL ADDRESS: STREET 1: C/O ALASKA TRUST COMPANY STREET 2: 1029 WEST 3RD AVENUE, SUITE 400 CITY: ANCHORAGE STATE: AK ZIP: 99501 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BOULDER GROWTH & INCOME FUND CENTRAL INDEX KEY: 0000102426 IRS NUMBER: 132729672 STATE OF INCORPORATION: MD FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 1290 BROADWAY STREET 2: SUITE 1100 CITY: DENVER STATE: CO ZIP: 80203 BUSINESS PHONE: 7209170764 MAIL ADDRESS: STREET 1: 1290 BROADWAY STREET 2: SUITE 1100 CITY: DENVER STATE: CO ZIP: 80203 FORMER COMPANY: FORMER CONFORMED NAME: USLIFE INCOME FUND INC DATE OF NAME CHANGE: 19920703 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2020-06-12 0 0000102426 BOULDER GROWTH & INCOME FUND BIF 0001247999 SUSAN L CICIORA TRUST C/O ALASKA TRUST COMPANY 3000 A STREET SUITE 200 ANCHORAGE AK 99503 0 0 1 0 COMMON STOCK 2020-06-12 4 P 0 29714 9.5657 A 7659320 D On June 12, 2020, the Reporting Person (also referred to as the "SLCT") received a distribution of 29,714 shares, (the "Shares") of Boulder Growth & Income Fund, Inc. (the "Company") from an affiliated trust, the Lola Brown Trust No. 1B (the "Trust"). The Trust distributed the Shares to the Reporting Person at the request of Susan L. Ciciora, who is a discretionary beneficiary of the Trust and the grantor of the SLCT. The trustee of the SLCT is Peak Trust Company-AK, which may be deemed to control the SLCT. As a result of his advisory role with the SLCT, Stewart R. Horejsi may be deemed to have indirect beneficial ownership of the Shares directly beneficially owned by the SLCT. However, Mr. Horejsi disclaims such beneficial ownership of the Shares directly beneficially held by the SLCT. The SLCT and trusts, persons and entities affiliated with the SLCT, including the Trust, the LBT 2019 Trust, Ernest Horejsi Trust No. 1B, Mildred B. Horejsi Trust, Stewart R. Horejsi Trust No. 2, Stewart West Indies Trust, John S. Horejsi Trust, John X. Ciciora Trust, Jack S. Ciciora Trust, Amanda N. Ciciora Trust, Courtney M. Ciciora Trust and Susan L. Ciciora own an aggregate of 45,384,254 shares of the Company. /s/ Matthew Blattmachr 2020-06-16 President Peak Trust Company, Trustee of the Trust 2020-06-16 Stewart R. Horejsi 2020-06-16 Susan L. Ciciora 2020-06-16