0001247999-15-000006.txt : 20151223
0001247999-15-000006.hdr.sgml : 20151223
20151223142425
ACCESSION NUMBER: 0001247999-15-000006
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151222
FILED AS OF DATE: 20151223
DATE AS OF CHANGE: 20151223
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BOULDER GROWTH & INCOME FUND
CENTRAL INDEX KEY: 0000102426
IRS NUMBER: 132729672
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1130
BUSINESS ADDRESS:
STREET 1: 2344 SPRUCE STREET
STREET 2: SUITE A
CITY: BOULDER
STATE: CO
ZIP: 80302
BUSINESS PHONE: 3034445483
MAIL ADDRESS:
STREET 1: 2344 SPRUCE STREET
STREET 2: SUITE A
CITY: BOULDER
STATE: CO
ZIP: 80302
FORMER COMPANY:
FORMER CONFORMED NAME: USLIFE INCOME FUND INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HOREJSI STEWART R
CENTRAL INDEX KEY: 0001246903
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-02328
FILM NUMBER: 151305334
MAIL ADDRESS:
STREET 1: 2121 E. CRAWFORD PLACE
CITY: SALINA
STATE: KS
ZIP: 67401
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SUSAN L CICIORA TRUST
CENTRAL INDEX KEY: 0001247999
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-02328
FILM NUMBER: 151305335
BUSINESS ADDRESS:
STREET 1: C/O ALASKA TRUST COMPANY
STREET 2: 1029 WEST 3RD AVENUE, SUITE 400
CITY: ANCHORAGE
STATE: AK
ZIP: 99501
BUSINESS PHONE: 3034445483
MAIL ADDRESS:
STREET 1: C/O ALASKA TRUST COMPANY
STREET 2: 1029 WEST 3RD AVENUE, SUITE 400
CITY: ANCHORAGE
STATE: AK
ZIP: 99501
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2015-12-22
0
0000102426
BOULDER GROWTH & INCOME FUND
BIF
0001247999
SUSAN L CICIORA TRUST
C/O ALASKA TRUST COMPANY
1029 WEST 3RD AVENUE, SUITE 400
ANCHORAGE
AK
99501
0
0
1
0
0001246903
HOREJSI STEWART R
2121 E. CRAWFORD PLACE
SALINA
KS
67401
0
0
1
0
Common Stock
2015-12-22
4
J
0
486883
A
5472675
D
The shares reported in Item 4 were acquired as a result of the dissolution and distribution of assets of Evergreen Atlantic, LLC ("EALLC"). The Susan L. Ciciora Trust ("Susan Trust") and Stewart West Indies Trust (the "West Indies Trust" and, together with the Susan Trust, the "Trusts") had 45.38% and 54.62% sharing percentages, respectively, in EALLC. Prior to distributing the Issuer's shares, EALLC held 1,072,902 shares, of which 486,883 shares were distributed to the Susan Trust and 586,019 shares were distributed to the West Indies Trust.
The trustee of each Trust is Alaska Trust Company ("Alaska Trust"), which may be deemed to control each Trust. As a result of his advisory role with the Trusts, Stewart R. Horejsi may be deemed to have indirect beneficial ownership of the shares directly beneficially owned by the Trusts. However, Mr. Horejsi disclaims such beneficial ownership of the shares directly beneficially held by each Trust.
The Trusts and other trusts, persons and entities affiliated with the Reporting Persons, including Lola Brown Trust No. 1B, Ernest Horejsi Trust No. 1B, Mildred B. Horejsi Trust, Stewart R. Horejsi Trust No. 2, Susan L. Ciciora and Ellen O. Horejsi (formerly Ellen O. Cooper) own an aggregate of 45,444,843 shares or approximately 42.83% of the Issuer.
/s/ Douglas J. Blattmachr, President, Alaska Trust Company, trustee of the Susan L. Ciciora Trust
2015-12-23
/s/ Stewart R. Horejsi
2015-12-23