0001247995-15-000003.txt : 20150324
0001247995-15-000003.hdr.sgml : 20150324
20150324193706
ACCESSION NUMBER: 0001247995-15-000003
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150320
FILED AS OF DATE: 20150324
DATE AS OF CHANGE: 20150324
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BOULDER GROWTH & INCOME FUND
CENTRAL INDEX KEY: 0000102426
IRS NUMBER: 132729672
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1130
BUSINESS ADDRESS:
STREET 1: 2344 SPRUCE STREET
STREET 2: SUITE A
CITY: BOULDER
STATE: CO
ZIP: 80302
BUSINESS PHONE: 3034445483
MAIL ADDRESS:
STREET 1: 2344 SPRUCE STREET
STREET 2: SUITE A
CITY: BOULDER
STATE: CO
ZIP: 80302
FORMER COMPANY:
FORMER CONFORMED NAME: USLIFE INCOME FUND INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: STEWART WEST INDIES TRUST
CENTRAL INDEX KEY: 0001247997
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-02328
FILM NUMBER: 15722997
MAIL ADDRESS:
STREET 1: 1680 38TH STREET STE 800
STREET 2: BOULDER INVESTMENT ADVISERS LLC
CITY: BOULDER
STATE: CO
ZIP: 80301
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SUSAN L CICIORA TRUST
CENTRAL INDEX KEY: 0001247999
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-02328
FILM NUMBER: 15722998
BUSINESS ADDRESS:
STREET 1: 1029 WEST 3RD AVENUE, SUITE 400
CITY: ANCHORAGE
STATE: AK
ZIP: 99503
BUSINESS PHONE: 3034422156
MAIL ADDRESS:
STREET 1: 1029 WEST 3RD AVENUE, SUITE 400
CITY: ANCHORAGE
STATE: AK
ZIP: 99503
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HOREJSI STEWART R
CENTRAL INDEX KEY: 0001246903
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-02328
FILM NUMBER: 15722999
MAIL ADDRESS:
STREET 1: 200 SOUTH SANTA FE
CITY: SALINA
STATE: KS
ZIP: 67401
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: EVERGREEN ATLANTIC LLC
CENTRAL INDEX KEY: 0001247995
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-02328
FILM NUMBER: 15723000
MAIL ADDRESS:
STREET 1: 1680 38TH STREET STE 800
STREET 2: BOULDER INVESTMENT ADVISERS LLC
CITY: BOULDER
STATE: CO
ZIP: 80301
3
1
primary_doc.xml
PRIMARY DOCUMENT
X0206
3
2015-03-20
0
0000102426
BOULDER GROWTH & INCOME FUND
BIF
0001247995
EVERGREEN ATLANTIC LLC
2344 SPRUCE STREET
SUITE A
BOULDER
CO
80302
0
0
1
0
0001246903
HOREJSI STEWART R
200 SOUTH SANTA FE
SALINA
KS
67401
0
0
1
0
0001247999
SUSAN L CICIORA TRUST
1029 WEST 3RD AVENUE, SUITE 400
ANCHORAGE
AK
99503
0
0
1
0
0001247997
STEWART WEST INDIES TRUST
2344 SPRUCE STREET
SUITE A
BOULDER
CO
80302
0
0
1
0
Common Stock
1072903
D
Received in exchange for 343,749 shares of Boulder Total Return Fund, Inc. (BTF) common stock pursuant to an Agreement and Plan of Reorganization between the Issuer and BTF and two affiliated funds (the Merger). On March 20, 2015, the effective date of the Merger, shares of Issuer were exchanged for Shares of BTF at a conversion rate of 3.121182 Shares of Issuers common stock (net asset value $10.73 per share) for each share of BTFs common stock (net asset value $33.50 per share).
The manager of Evergreen Atlantic LLC ("Evergreen Atlantic") is Stewart R. Horejsi. The members of Evergreen Atlantic are the Susan L. Ciciora Trust and the Stewart West Indies Trust. Mr. Horejsi may be deemed to control Evergreen Atlantic and may be deemed to possess indirect beneficial ownership of the Shares held by Evergreen Atlantic.
Trusts, persons and entities affiliated with the reporting person(s), including Evergreen Atlantic, Lola Brown Trust No. 1B, Ernest Horejsi Trust No. 1B, Mildred B. Horejsi Trust, Stewart West Indies Trust, Stewart R. Horejsi Trust No. 2 and the Susan L. Ciciora Trust, will own an aggregate of 45,444,848 Shares of the Issuer after the reorganization of the Issuer on March 20, 2015.
Stewart R. Horejsi, Manager
2015-03-24
Susan L. Ciciora Trust, Member
2015-03-24
Stewart West Indies Trust, Member
2015-03-24