0001247992-20-000001.txt : 20200616
0001247992-20-000001.hdr.sgml : 20200616
20200616130258
ACCESSION NUMBER: 0001247992-20-000001
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200612
FILED AS OF DATE: 20200616
DATE AS OF CHANGE: 20200616
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LOLA BROWN TRUST 1B
CENTRAL INDEX KEY: 0001247992
STATE OF INCORPORATION: AK
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-02328
FILM NUMBER: 20965860
BUSINESS ADDRESS:
STREET 1: C/O ALASKA TRUST COMPANY
STREET 2: 1029 WEST 3RD AVENUE, SUITE 400
CITY: ANCHORAGE
STATE: AK
ZIP: 99501
BUSINESS PHONE: 303-444-5483
MAIL ADDRESS:
STREET 1: C/O ALASKA TRUST COMPANY
STREET 2: 1029 WEST 3RD AVENUE, SUITE 400
CITY: ANCHORAGE
STATE: AK
ZIP: 99501
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BOULDER GROWTH & INCOME FUND
CENTRAL INDEX KEY: 0000102426
IRS NUMBER: 132729672
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1130
BUSINESS ADDRESS:
STREET 1: 1290 BROADWAY
STREET 2: SUITE 1100
CITY: DENVER
STATE: CO
ZIP: 80203
BUSINESS PHONE: 7209170764
MAIL ADDRESS:
STREET 1: 1290 BROADWAY
STREET 2: SUITE 1100
CITY: DENVER
STATE: CO
ZIP: 80203
FORMER COMPANY:
FORMER CONFORMED NAME: USLIFE INCOME FUND INC
DATE OF NAME CHANGE: 19920703
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2020-06-12
0
0000102426
BOULDER GROWTH & INCOME FUND
BIF
0001247992
LOLA BROWN TRUST 1B
C/O ALASKA TRUST COMPANY
3000 A. STREET SUITE 200
ANCHORAGE
AK
99503
0
0
1
0
COMMON STOCK
2020-06-12
4
S
0
906998
9.5657
D
10146367
D
On June 12, 2020, the Reporting Person (also referred to here in as the "Trust") transferred the following shares (the "Shares") of Boulder Growth & Income Fund, Inc. (the "Company") to the following seven affiliated trusts: 11,156.00 Shares to the Stewart West Indies Trust ("SWIT"); 29,714.00 Shares to the Susan L. Ciciora Trust ("SLCT"); 20,749.00 Shares to the John S. Horejsi Trust ("JSHT"); 175,122.00 Shares to the John X. Ciciora Trust ("JXCT"); 223,419.00 Shares to the Jack S. Ciciora Trust ("JSCT"); 223,419.00 Shares to the Amanda N. Ciciora Trust ("ANCT"); and 223,419.00 Shares to the Courtney M. Ciciora Trust ("CMCT")(together, the "Recipient Trusts").
The Reporting Person distributed the Shares to the Recipient Trusts in accordance with its governing trust instrument and at the request of its current beneficiaries, Stewart R. Horejsi, Susan L. Ciciora, John S. Horejsi, John X. Ciciora, Jack S. Ciciora, Amanda N.l Ciciora and Courtney M. Ciciora ("the "Beneficiaires"). Under the terms of the Trust, each Beneficiary is a discretionary beneficiary. The Beneficiaries requested that the trustee of the Trust, Peak Trust Company-AK, distribute the Shares in the amounts described herein, and each Beneficiary directed said trustee to transfer the Shares to the Recipient Trust on the Beneficiaries' behalf and for their benefit.
As noted, the trustee of the Trust is Peak Trust Company-AK, which may be deemed to control the Trust. As a result of his being a discretionary beneficiary of the Trust and his advisory role with the Trust, Stewart R. Horejsi may be deemed to have indirect beneficial ownership of the Shares directly beneficially owned by the Trust. However, Mr. Horejsi disclaims such beneficial ownership of the shares directly beneficially held by the Trust.
The Trust, the Recipient Trusts, and trusts, persons and entities affiliated with the Trust, including Ernest Horejsi Trust No. 1B, Mildred B. Horejsi Trust, Stewart R. Horejsi Trust No. 2 and Susan L. Ciciora own an aggregate of 45,384,254 shares of the Company.
/s/ Matthew Blattmachr
2020-06-16
President Peak Trust Company, Trustee of the Trust
2020-06-16
Stewart R. Horejsi
2020-06-16