0001099343-15-000014.txt : 20150324
0001099343-15-000014.hdr.sgml : 20150324
20150324201551
ACCESSION NUMBER: 0001099343-15-000014
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150320
FILED AS OF DATE: 20150324
DATE AS OF CHANGE: 20150324
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BOULDER GROWTH & INCOME FUND
CENTRAL INDEX KEY: 0000102426
IRS NUMBER: 132729672
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1130
BUSINESS ADDRESS:
STREET 1: 2344 SPRUCE STREET
STREET 2: SUITE A
CITY: BOULDER
STATE: CO
ZIP: 80302
BUSINESS PHONE: 3034445483
MAIL ADDRESS:
STREET 1: 2344 SPRUCE STREET
STREET 2: SUITE A
CITY: BOULDER
STATE: CO
ZIP: 80302
FORMER COMPANY:
FORMER CONFORMED NAME: USLIFE INCOME FUND INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FISCHER BRENDON J
CENTRAL INDEX KEY: 0001544769
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-02328
FILM NUMBER: 15723049
MAIL ADDRESS:
STREET 1: 2344 SPRUCE STREET, SUITE A
CITY: BOULDER
STATE: CO
ZIP: 80302
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2015-03-20
0
0000102426
BOULDER GROWTH & INCOME FUND
BIF
0001544769
FISCHER BRENDON J
2344 SPRUCE STREET, SUITE A
BOULDER
CO
80302
0
0
0
1
Portfolio Manager
Common Stock
2015-03-20
4
P
0
2574
A
4874
D
Common Stock
2015-03-20
4
P
0
2195
A
7069
D
Common Stock
2015-03-20
4
P
0
10311
A
17380
D
Received in exchange for 825 shares of Boulder Total Return Fund, Inc. (BTF) common stock, 900 shares of The Denali Fund Inc. (DNY) common stock and 9,275 shares of First Opportunity Fund, Inc. (FOFI) common stock pursuant to an Agreement and Plan of Reorganization between the Issuer the foregoing funds (the "Merger").
On March 20, 2015, the effective date of the Merger, Shares of Issuer were exchanged for shares of BTF at a conversion rate of 3.121182 Shares of Issuer's common stock (net asset value $10.73 per share) for each share of BTF's common stock (net asset value $33.50 per share).
On March 20, 2015, the effective date of the Merger, Shares of Issuer were exchanged for shares of DNY at a conversion rate of 2.439214 Shares of Issuer's common stock (net asset value $10.73 per share) for each share of DNY's common stock (net asset value $26.18 per share).
On March 20, 2015, the effective date of the Merger, Shares of Issuer were exchanged for shares of FOFI at a conversion rate of 1.111719 Shares of Issuer's common stock (net asset value $10.73 per share) for each share of FOFI's common stock (net asset value $11.93 per share).
Brendon J. Fischer
2015-03-24