0001099343-15-000013.txt : 20150324
0001099343-15-000013.hdr.sgml : 20150324
20150324195046
ACCESSION NUMBER: 0001099343-15-000013
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150320
FILED AS OF DATE: 20150324
DATE AS OF CHANGE: 20150324
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BOULDER GROWTH & INCOME FUND
CENTRAL INDEX KEY: 0000102426
IRS NUMBER: 132729672
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1130
BUSINESS ADDRESS:
STREET 1: 2344 SPRUCE STREET
STREET 2: SUITE A
CITY: BOULDER
STATE: CO
ZIP: 80302
BUSINESS PHONE: 3034445483
MAIL ADDRESS:
STREET 1: 2344 SPRUCE STREET
STREET 2: SUITE A
CITY: BOULDER
STATE: CO
ZIP: 80302
FORMER COMPANY:
FORMER CONFORMED NAME: USLIFE INCOME FUND INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HOREJSI STEWART R
CENTRAL INDEX KEY: 0001246903
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-02328
FILM NUMBER: 15723008
MAIL ADDRESS:
STREET 1: 200 SOUTH SANTA FE
CITY: SALINA
STATE: KS
ZIP: 67401
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: COOPER ELLEN O
CENTRAL INDEX KEY: 0001246908
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-02328
FILM NUMBER: 15723009
MAIL ADDRESS:
STREET 1: 200 SOUTH SANTA FE
CITY: SALINA
STATE: KS
ZIP: 67401
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2015-03-20
0
0000102426
BOULDER GROWTH & INCOME FUND
BIF
0001246908
COOPER ELLEN O
200 SOUTH SANTA FE
SALINA
KS
67401
0
0
1
0
0001246903
HOREJSI STEWART R
200 SOUTH SANTA FE
SALINA
KS
67401
0
0
1
0
Common Stock
2015-03-20
4
P
0
26011
A
60590
D
Received in exchange for 8,334 shares of Boulder Total Return Fund, Inc. (BTF) common stock, pursuant to an Agreement and Plan of Reorganization between the Issuer, BTF and affiliated funds (the "Merger"). On March 20, 2015, the effective date of the Merger, Shares of Issuer were exchanged for shares of BTF at a conversion rate of 3.121182 Shares of Issuer's common stock (net asset value $10.73 per share) for each share of BTF's common stock (net asset value $33.50 per share).
Ellen Cooper is the spouse of Stewart R. Horejsi. Trusts, persons and entities affiliated with the Stewart R. Horejsi and the reporting person, including Evergreen Atlantic, LLC, Lola Brown Trust No. 1B, Ernest Horejsi Trust No. 1B, Mildred B. Horejsi Trust, Stewart West Indies Trust, Stewart R. Horejsi Trust No. 2 and the Susan L. Ciciora Trust, will own an aggregate of 45,444,848 Shares of the Issuer after the reorganization of the Issuer on March 20, 2015.
Ellen O. Cooper
2015-03-24
Stewart R. Horejsi
2015-03-24