-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Wdt6+ITLm64THZ/47AzzbvME3w8DIQICl5ywAMEXdzwUD2knRGusgzt0PIdmnZFQ 6dT+H1UWZt4FWbZE/N/pmw== 0001099343-03-000028.txt : 20030630 0001099343-03-000028.hdr.sgml : 20030630 20030630172222 ACCESSION NUMBER: 0001099343-03-000028 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030623 FILED AS OF DATE: 20030630 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ERNEST HOREJSI TRUST NO 1B CENTRAL INDEX KEY: 0001091477 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 811-02328 FILM NUMBER: 03765527 BUSINESS ADDRESS: STREET 1: 122 SOUTH PHILLIPS AVENUE CITY: SIOUX FALLS STATE: SD ZIP: 67402 MAIL ADDRESS: STREET 1: 122 SOUTH PHILLIPS AVENUE CITY: SIOUX FALLS STATE: SD ZIP: 67402 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BOULDER GROWTH & INCOME FUND CENTRAL INDEX KEY: 0000102426 IRS NUMBER: 132729672 STATE OF INCORPORATION: MD FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 1680 38TH STREET STREET 2: SUITE 800 CITY: BOULDER STATE: CO ZIP: 80301 BUSINESS PHONE: 3034445483 MAIL ADDRESS: STREET 1: 1680 38TH STREET STREET 2: SUITE 800 CITY: BOULDER STATE: CO ZIP: 80301 FORMER COMPANY: FORMER CONFORMED NAME: USLIFE INCOME FUND INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOREJSI STEWART R CENTRAL INDEX KEY: 0001246903 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 811-02328 FILM NUMBER: 03765526 BUSINESS ADDRESS: STREET 1: 200 SOUTH SANTA FE CITY: SALINA STATE: KS ZIP: 67401 BUSINESS PHONE: 7858270910 MAIL ADDRESS: STREET 1: 200 SOUTH SANTA FE CITY: SALINA STATE: KS ZIP: 67401 4/A 1 primary_doc.xml PRIMARY DOCUMENT 4/A 2003-06-23 2003-06-25 0 0000102426 BOULDER GROWTH & INCOME FUND BIF 0001091477 ERNEST HOREJSI TRUST NO 1B 0 0 1 0 0001246903 HOREJSI STEWART R 0 0 0 1 Beneficiary Common Stock 2003-06-23 4 S 0 5000 4.91 D 2462800 D Common Stock 2003-06-23 4 S 0 5000 4.9 D 2457800 D Common Stock 2003-06-23 4 S 0 5000 4.88 D 2452800 D Common Stock 2003-06-23 4 S 0 5000 4.88 D 2447800 D Common Stock 2003-06-23 4 S 0 100 4.88 D 2447700 D Common Stock 2003-06-23 4 S 0 100 4.88 D 2447600 D Common Stock 2003-06-23 4 S 0 4800 4.87 D 2442800 D Common Stock 2003-06-23 4 S 0 5000 4.87 D 2437800 D The trustees of the Ernest Horejsi Trust No. 1B (the "Trust") are Badlands Trust Company ("Badlands"), Susan Ciciora and Larry Dunlap. Such trustees may be deemed to control the Trust and may be deemed to possess indirect beneficial ownership of the Shares held by the Trust. However, none of the trustees, acting alone, can vote or exercise dispositive authority over Shares held by the Trust. Accordingly, Badlands, Ms. Ciciora and Mr. Dunlap disclaim beneficial ownership of the Shares beneficially owned, directly or indirectly, by the Trust. As a result of his advisory role with the Trust, Stewart R. Horejsi may be deemed to have indirect beneficial ownership over the Shares directly beneficially owned by the Trust. However, Mr. Horejsi disclaims beneficial ownership of the Shares directly beneficially held by the Trust. Stephen C. Miller, Vice President, Badlands Trust Company, Trustee 2003-06-30 Stewart R. Horejsi 2003-06-30 -----END PRIVACY-ENHANCED MESSAGE-----