0001127602-13-008449.txt : 20130227 0001127602-13-008449.hdr.sgml : 20130227 20130227210404 ACCESSION NUMBER: 0001127602-13-008449 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130225 FILED AS OF DATE: 20130227 DATE AS OF CHANGE: 20130227 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Duke Energy CORP CENTRAL INDEX KEY: 0001326160 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 202777218 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 550 SOUTH TRYON STREET STREET 2: DEC45 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 704-382-3853 MAIL ADDRESS: STREET 1: 550 SOUTH TRYON STREET STREET 2: DEC45 CITY: CHARLOTTE STATE: NC ZIP: 28202 FORMER COMPANY: FORMER CONFORMED NAME: Duke Energy Holding Corp. DATE OF NAME CHANGE: 20050628 FORMER COMPANY: FORMER CONFORMED NAME: Deer Holding Corp. DATE OF NAME CHANGE: 20050504 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROGERS JAMES E CENTRAL INDEX KEY: 0001024251 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32853 FILM NUMBER: 13648854 MAIL ADDRESS: STREET 1: 526 SOUTH CHURCH STREET STREET 2: EC03T CITY: CHARLOTTE STATE: NC ZIP: 28202 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2013-02-25 0001326160 Duke Energy CORP DUK 0001024251 ROGERS JAMES E 550 S. TRYON STREET CHARLOTTE NC 28202 1 1 President & CEO Common Stock 2013-02-25 4 M 0 43933 69.11 A 705862 D Common Stock 2013-02-25 4 F 0 20718 69.11 D 685144 D Common Stock 2013-02-25 4 A 0 28939 69.11 A 714083 D Common Stock 2013-02-25 4 M 0 68023 69.11 A 782106 D Common Stock 2013-02-25 4 F 0 32618 69.11 D 749488 D Common Stock 6901 I By 401(k) Common Stock 164904 I By Spouse Performance Shares 69.11 2013-02-25 4 M 0 43933 0 D 2013-02-25 Common Stock 43933 0 D Performance Shares 69.11 2013-02-25 4 M 0 68023 0 D 2013-02-25 Common Stock 68023 0 D Stock Option (Right to Buy) 69.11 2014-01-01 2023-02-25 Common Stock 310078 310078 D Restricted stock units vest in equal quarterly installments beginning March 31, 2013. Expiration date not applicable. Converts to Common Stock on a 1-for-1 basis. Options will vest in three equal annual installments beginning January 1, 2014. /s/ David S. Maltz, attorney-in-fact for James E. Rogers 2013-02-27