0001127602-13-008449.txt : 20130227
0001127602-13-008449.hdr.sgml : 20130227
20130227210404
ACCESSION NUMBER: 0001127602-13-008449
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130225
FILED AS OF DATE: 20130227
DATE AS OF CHANGE: 20130227
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Duke Energy CORP
CENTRAL INDEX KEY: 0001326160
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931]
IRS NUMBER: 202777218
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 550 SOUTH TRYON STREET
STREET 2: DEC45
CITY: CHARLOTTE
STATE: NC
ZIP: 28202
BUSINESS PHONE: 704-382-3853
MAIL ADDRESS:
STREET 1: 550 SOUTH TRYON STREET
STREET 2: DEC45
CITY: CHARLOTTE
STATE: NC
ZIP: 28202
FORMER COMPANY:
FORMER CONFORMED NAME: Duke Energy Holding Corp.
DATE OF NAME CHANGE: 20050628
FORMER COMPANY:
FORMER CONFORMED NAME: Deer Holding Corp.
DATE OF NAME CHANGE: 20050504
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ROGERS JAMES E
CENTRAL INDEX KEY: 0001024251
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32853
FILM NUMBER: 13648854
MAIL ADDRESS:
STREET 1: 526 SOUTH CHURCH STREET
STREET 2: EC03T
CITY: CHARLOTTE
STATE: NC
ZIP: 28202
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2013-02-25
0001326160
Duke Energy CORP
DUK
0001024251
ROGERS JAMES E
550 S. TRYON STREET
CHARLOTTE
NC
28202
1
1
President & CEO
Common Stock
2013-02-25
4
M
0
43933
69.11
A
705862
D
Common Stock
2013-02-25
4
F
0
20718
69.11
D
685144
D
Common Stock
2013-02-25
4
A
0
28939
69.11
A
714083
D
Common Stock
2013-02-25
4
M
0
68023
69.11
A
782106
D
Common Stock
2013-02-25
4
F
0
32618
69.11
D
749488
D
Common Stock
6901
I
By 401(k)
Common Stock
164904
I
By Spouse
Performance Shares
69.11
2013-02-25
4
M
0
43933
0
D
2013-02-25
Common Stock
43933
0
D
Performance Shares
69.11
2013-02-25
4
M
0
68023
0
D
2013-02-25
Common Stock
68023
0
D
Stock Option (Right to Buy)
69.11
2014-01-01
2023-02-25
Common Stock
310078
310078
D
Restricted stock units vest in equal quarterly installments beginning March 31, 2013.
Expiration date not applicable.
Converts to Common Stock on a 1-for-1 basis.
Options will vest in three equal annual installments beginning January 1, 2014.
/s/ David S. Maltz, attorney-in-fact for James E. Rogers
2013-02-27