0001127602-12-027901.txt : 20121002 0001127602-12-027901.hdr.sgml : 20121002 20121002164340 ACCESSION NUMBER: 0001127602-12-027901 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120928 FILED AS OF DATE: 20121002 DATE AS OF CHANGE: 20121002 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Duke Energy CORP CENTRAL INDEX KEY: 0001326160 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 202777218 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 550 SOUTH TRYON STREET STREET 2: DEC45 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 704-382-3853 MAIL ADDRESS: STREET 1: 550 SOUTH TRYON STREET STREET 2: DEC45 CITY: CHARLOTTE STATE: NC ZIP: 28202 FORMER COMPANY: FORMER CONFORMED NAME: Duke Energy Holding Corp. DATE OF NAME CHANGE: 20050628 FORMER COMPANY: FORMER CONFORMED NAME: Deer Holding Corp. DATE OF NAME CHANGE: 20050504 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROGERS JAMES E CENTRAL INDEX KEY: 0001024251 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32853 FILM NUMBER: 121124108 MAIL ADDRESS: STREET 1: 526 SOUTH CHURCH STREET STREET 2: EC03T CITY: CHARLOTTE STATE: NC ZIP: 28202 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2012-09-28 0001326160 Duke Energy CORP DUK 0001024251 ROGERS JAMES E 550 S. TRYON STREET CHARLOTTE NC 28202 1 1 President & CEO Common Stock 2012-09-28 4 F 0 3358 64.79 D 665287 D Common Stock 6829 I By 401(k) Common Stock 164904 I By Spouse /s/ David S. Maltz, attorney-in-fact for James E. Rogers 2012-10-02