0001354488-14-005305.txt : 20141030
0001354488-14-005305.hdr.sgml : 20141030
20141030114757
ACCESSION NUMBER: 0001354488-14-005305
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141028
FILED AS OF DATE: 20141030
DATE AS OF CHANGE: 20141030
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PERNIX THERAPEUTICS HOLDINGS, INC.
CENTRAL INDEX KEY: 0001024126
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 330724736
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 884 JOHNNIE DODDS BLVD
STREET 2: SUITE 201
CITY: MOUNT PLEASANT
STATE: SC
ZIP: 29464
BUSINESS PHONE: (832) 934-1825
MAIL ADDRESS:
STREET 1: 884 JOHNNIE DODDS BLVD
STREET 2: SUITE 201
CITY: MOUNT PLEASANT
STATE: SC
ZIP: 29464
FORMER COMPANY:
FORMER CONFORMED NAME: GOLF TRUST OF AMERICA INC
DATE OF NAME CHANGE: 19961002
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Clifford Tracy Simmons
CENTRAL INDEX KEY: 0001467224
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14494
FILM NUMBER: 141182259
MAIL ADDRESS:
STREET 1: 10 N. ADGER'S WHARF
CITY: CHARLESTON
STATE: SC
ZIP: 29401
4
1
issuerdirect_section16.xml
PRIMARY DOCUMENT
X0306
4
2014-10-28
0
0001024126
PERNIX THERAPEUTICS HOLDINGS, INC.
PTX
0001467224
Clifford Tracy Simmons
884 JOHNNIE DODDS BLVD
SUITE 201
MOUNT PLEASANT
SC
29464
1
Principal Accounting Officer
Common Stock
2014-10-28
4
M
0
12754
3.80
A
19735
D
Common Stock
2014-10-28
4
S
0
12754
10.00
D
6981
D
Employee Stock Option (Right to Buy)
3.80
2014-10-28
4
M
0
12754
0
D
2010-03-09
2015-03-09
Common Stock
12754
2246
D
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 8/29/2014.
The option which represents a right to purchase a total of 25,000 shares of which 10,000 were purchased prior to 10/28/2014 became fully exercisable on March 9, 2010.
/s/Tracy S. Clifford
2014-10-30