0001354488-14-005305.txt : 20141030 0001354488-14-005305.hdr.sgml : 20141030 20141030114757 ACCESSION NUMBER: 0001354488-14-005305 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141028 FILED AS OF DATE: 20141030 DATE AS OF CHANGE: 20141030 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PERNIX THERAPEUTICS HOLDINGS, INC. CENTRAL INDEX KEY: 0001024126 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 330724736 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 884 JOHNNIE DODDS BLVD STREET 2: SUITE 201 CITY: MOUNT PLEASANT STATE: SC ZIP: 29464 BUSINESS PHONE: (832) 934-1825 MAIL ADDRESS: STREET 1: 884 JOHNNIE DODDS BLVD STREET 2: SUITE 201 CITY: MOUNT PLEASANT STATE: SC ZIP: 29464 FORMER COMPANY: FORMER CONFORMED NAME: GOLF TRUST OF AMERICA INC DATE OF NAME CHANGE: 19961002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Clifford Tracy Simmons CENTRAL INDEX KEY: 0001467224 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14494 FILM NUMBER: 141182259 MAIL ADDRESS: STREET 1: 10 N. ADGER'S WHARF CITY: CHARLESTON STATE: SC ZIP: 29401 4 1 issuerdirect_section16.xml PRIMARY DOCUMENT X0306 4 2014-10-28 0 0001024126 PERNIX THERAPEUTICS HOLDINGS, INC. PTX 0001467224 Clifford Tracy Simmons 884 JOHNNIE DODDS BLVD SUITE 201 MOUNT PLEASANT SC 29464 1 Principal Accounting Officer Common Stock 2014-10-28 4 M 0 12754 3.80 A 19735 D Common Stock 2014-10-28 4 S 0 12754 10.00 D 6981 D Employee Stock Option (Right to Buy) 3.80 2014-10-28 4 M 0 12754 0 D 2010-03-09 2015-03-09 Common Stock 12754 2246 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 8/29/2014. The option which represents a right to purchase a total of 25,000 shares of which 10,000 were purchased prior to 10/28/2014 became fully exercisable on March 9, 2010. /s/Tracy S. Clifford 2014-10-30