0001354488-13-004082.txt : 20130725
0001354488-13-004082.hdr.sgml : 20130725
20130725162807
ACCESSION NUMBER: 0001354488-13-004082
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130723
FILED AS OF DATE: 20130725
DATE AS OF CHANGE: 20130725
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PERNIX THERAPEUTICS HOLDINGS, INC.
CENTRAL INDEX KEY: 0001024126
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 330724736
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 33219 FOREST WEST STREET
CITY: MAGNOLIA
STATE: TX
ZIP: 77354
BUSINESS PHONE: (832) 934-1825
MAIL ADDRESS:
STREET 1: 33219 FOREST WEST STREET
CITY: MAGNOLIA
STATE: TX
ZIP: 77354
FORMER COMPANY:
FORMER CONFORMED NAME: GOLF TRUST OF AMERICA INC
DATE OF NAME CHANGE: 19961002
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Collins Cooper C.
CENTRAL INDEX KEY: 0001485508
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14494
FILM NUMBER: 13986731
MAIL ADDRESS:
STREET 1: 33219 FOREST WEST DRIVE
CITY: MAGNOLIA
STATE: TX
ZIP: 77354
4
1
issuerdirect_section16.xml
PRIMARY DOCUMENT
X0306
4
2013-07-23
0
0001024126
PERNIX THERAPEUTICS HOLDINGS, INC.
PTX
0001485508
Collins Cooper C.
33219 FOREST WEST DR
MAGNOLIA
TX
77354
1
1
1
Chief Strategic Officer
Common Stock
2013-07-24
4
J
0
1250000
4.04
D
6630046
D
Common Stock
245163
I
Spouse
Common Stock
390681
I
GRAT
Common Stock
390681
I
Spousal GRAT
The Reporting Person sold these shares in a private placement to a third party in exchange for a minority interest in a privately-held investment company. The value placed on the shares in this transaction was $4.04 per share (the closing price per share on NASDAQ on the date of the transaction). As of the date of the sale, the Reporting Person does not have any investment control over these shares. However, Mr. Collins retains all voting rights in these shares for a period of six months following the transaction.
/s/Cooper C. Collins
2013-07-24