EX-99.77O 7 ex770-agf.txt Item 77O
------------------------------------------------------------------------------------------------------------------------------------ Rule 10f-3 Acquisition of Securities from an Affiliate - April 1, 2002 through June 30, 2002 DeAM Scudder Aggressive Growth Fund ------------------------------------------------------------------------------------------------------------------------------------ Security Purchased Comparison Security Comparison Security ------------------------------------------------------------------------------------------------------------------------------------ Issuer Premcor Inc. Sunoco Logistics ExpressJet ------------------------------------------------------------------------------------------------------------------------------------ Morgan Stanley & Co, Credit Credit Suisse First Boston, Banc CS First Boston, Merrill Suisse First Boston, Goldman of America, Goldman Sachs, Lynch, Raymond James, Underwriters Sachs, Deutsche Bank, Bear Sterns. Deutsche Bank Saloman Smith Barney ------------------------------------------------------------------------------------------------------------------------------------ Years of continuous operation, including predecessors > 3 years > 3 Years > 3 years ------------------------------------------------------------------------------------------------------------------------------------ Security Common Stock Common Units Common Stock ------------------------------------------------------------------------------------------------------------------------------------ Is the affiliate a manager or co-manager of offering? Co-Manager No No ------------------------------------------------------------------------------------------------------------------------------------ Name of underwriter or dealer from which purchased Morgan Stanley & Co N/A N/A ------------------------------------------------------------------------------------------------------------------------------------ Firm commitment underwriting? Yes N/A N/A ------------------------------------------------------------------------------------------------------------------------------------ Trade date/Date of Offering 4/26/2002 2/8/2002 4/23/2002 ------------------------------------------------------------------------------------------------------------------------------------ Total dollar amount of offering sold to QIBs $0.00 $0.00 $0.00 ------------------------------------------------------------------------------------------------------------------------------------ Total dollar amount of any concurrent public offering $345,000,000.00 $101,250,000.00 $480,000,000.00 ------------------------------------------------------------------------------------------------------------------------------------ Total $345,000,000.00 $101,250,000.00 $480,000,000.00 ------------------------------------------------------------------------------------------------------------------------------------ Public offering price $24.00 $20.25 $16.00 ------------------------------------------------------------------------------------------------------------------------------------ Realized Gain/Loss on Sale of Security $51,150.00 N/A N/A ------------------------------------------------------------------------------------------------------------------------------------ Unrealized Gain/Loss at 6/30/02 N/A N/A N/A ------------------------------------------------------------------------------------------------------------------------------------ Price paid if other than public offering price N/A N/A N/A ------------------------------------------------------------------------------------------------------------------------------------ Underwriting spread or commission 6.25% 6.70% 6.38% ------------------------------------------------------------------------------------------------------------------------------------ Total shares purchased 15,500 N/A N/A ------------------------------------------------------------------------------------------------------------------------------------ $ amount of purchase $372,000 N/A N/A ------------------------------------------------------------------------------------------------------------------------------------ % of offering purchased by fund 0.09% N/A N/A ------------------------------------------------------------------------------------------------------------------------------------ % of offering purchased by associated funds 0.45% N/A N/A ------------------------------------------------------------------------------------------------------------------------------------ Total 0.56% N/A N/A ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ Rule 10f-3 Acquisition of Securities from an Affiliate - April 1, 2002 through June 30, 2002 DeAM Scudder Aggressive Growth Fund ------------------------------------------------------------------------------------------------------------------------------------ Security Purchased Comparison Security Comparison Security ------------------------------------------------------------------------------------------------------------------------------------ Issuer Heritage Property Investors Weingarten Realty Investors Pan Pacific Retail PPTYS Inc ------------------------------------------------------------------------------------------------------------------------------------ Merrill Lynch, Deutsche Bank, Golman Sachs, Morgan Stanley, Prudential Securities, UBS Warburg, Legg Mason, Bancamerica, Donaldson Lufkin Underwriters Wachovia Securities Edward D. Jones & Co. Stephens, Salomon Smith Barney ------------------------------------------------------------------------------------------------------------------------------------ Years of continuous operation, including predecessors > 3 years > 3 years > 3 years ------------------------------------------------------------------------------------------------------------------------------------ Security Common Stock Common Stock Common Stock ------------------------------------------------------------------------------------------------------------------------------------ Is the affiliate a manager or co-manager of offering? Syndicate Member N/A N/A ------------------------------------------------------------------------------------------------------------------------------------ Name of underwriter or dealer from which purchased Merrill Lynch N/A N/A ------------------------------------------------------------------------------------------------------------------------------------ Firm commitment underwriting? Yes Yes Yes ------------------------------------------------------------------------------------------------------------------------------------ Trade date/Date of Offering 4/22/2002 5/7/2001 5/18/1998 ------------------------------------------------------------------------------------------------------------------------------------ Total dollar amount of offering sold to QIBs $0.00 $0.00 $0.00 ------------------------------------------------------------------------------------------------------------------------------------ Total dollar amount of any concurrent public offering $450,000,000.00 $25,710,000.00 $42,250,000.00 ------------------------------------------------------------------------------------------------------------------------------------ Total $450,000,000.00 $25,710,000.00 $42,250,000.00 ------------------------------------------------------------------------------------------------------------------------------------ Public offering price $25.00 $48.85 $21.13 ------------------------------------------------------------------------------------------------------------------------------------ Realized Gain/Loss on Sale of Security $1,013.700 N/A N/A ------------------------------------------------------------------------------------------------------------------------------------ Unrealized Gain/Loss at 6/30/02 N/A N/A N/A ------------------------------------------------------------------------------------------------------------------------------------ Price paid if other than public offering price N/A N/A N/A ------------------------------------------------------------------------------------------------------------------------------------ Underwriting spread or commission 6.25% 5.00% 5.25% ------------------------------------------------------------------------------------------------------------------------------------ Total shares purchased 15,500 N/A N/A ------------------------------------------------------------------------------------------------------------------------------------ $ amount of purchase $387,500 N/A N/A ------------------------------------------------------------------------------------------------------------------------------------ % of offering purchased by fund 0.09% N/A N/A ------------------------------------------------------------------------------------------------------------------------------------ % of offering purchased by associated funds 0.45% N/A N/A ------------------------------------------------------------------------------------------------------------------------------------ Total 0.56% N/A N/A ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ Rule 10f-3 Acquisition of Securities from an Affiliate - April 1, 2002 through June 30, 2002 DeAM Scudder Aggressive Growth Fund ------------------------------------------------------------------------------------------------------------------------------------ Security Purchased Security Purchased Comparison Security ------------------------------------------------------------------------------------------------------------------------------------ Issuer Altiris Inc Netflix Inc. Commerce One Inc. ------------------------------------------------------------------------------------------------------------------------------------ CS First Boston, US Bancorp Piper Jaffray, BancBoston Merrill Lynch, Thomas Weisel, US Robertson Stephens, AG Bancorp Piper Jaffray, Allen & Edwards, Invemed Assos, Moor Credit Suisse First Boston, Co. SG Cowen, Utendahl Capital & Cabot, Charles Schwab, Underwriters UBS,Deutsche Bank Partners SoundView Technology. ------------------------------------------------------------------------------------------------------------------------------------ Years of continuous operation, including predecessors > 3 years > 3 years > 3 years ------------------------------------------------------------------------------------------------------------------------------------ Security Common Stock Common Stock Common Stock ------------------------------------------------------------------------------------------------------------------------------------ Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A ------------------------------------------------------------------------------------------------------------------------------------ Name of underwriter or dealer from which purchased Credit Suisse First Boston N/A N/A ------------------------------------------------------------------------------------------------------------------------------------ Firm commitment underwriting? Yes Yes Yes ------------------------------------------------------------------------------------------------------------------------------------ Trade date/Date of Offering 5/22/2002 5/22/2002 5/5/1999 ------------------------------------------------------------------------------------------------------------------------------------ Total dollar amount of offering sold to QIBs $0.00 $0.00 $0.00 ------------------------------------------------------------------------------------------------------------------------------------ Total dollar amount of any concurrent public offering $50,000,000.00 $82,500,000.00 $69,300,000.00 ------------------------------------------------------------------------------------------------------------------------------------ Total $50,000,000.00 $82,500,000.00 $69,300,000.00 ------------------------------------------------------------------------------------------------------------------------------------ Public offering price $10.00 $15.00 $21.00 ------------------------------------------------------------------------------------------------------------------------------------ Price paid if other than public offering price N/A N/A N/A ------------------------------------------------------------------------------------------------------------------------------------ Realized Gain/Loss on Sale of Security ($7,426.71) N/A N/A ------------------------------------------------------------------------------------------------------------------------------------ Unrealized Gain/Loss at 6/30/02 N/A N/A N/A ------------------------------------------------------------------------------------------------------------------------------------ Underwriting spread or commission 7.00% 7.00% 7.00% ------------------------------------------------------------------------------------------------------------------------------------ Total shares purchased 7,500 N/A N/A ------------------------------------------------------------------------------------------------------------------------------------ $ amount of purchase $75,000.00 N/A N/A ------------------------------------------------------------------------------------------------------------------------------------ % of offering purchased by fund 0.15% N/A N/A ------------------------------------------------------------------------------------------------------------------------------------ % of offering purchased by associated funds 1.07% N/A N/A ------------------------------------------------------------------------------------------------------------------------------------ Total 1.22% N/A N/A ------------------------------------------------------------------------------------------------------------------------------------