-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ShajOpCk4ZHHlU0OyiV5Nl9av70UxBlPucwys4WkQCND9ry5yDkCOEUn4//4D1eO wJabqjN26cbVQmhajuti5w== 0000912057-02-009819.txt : 20020415 0000912057-02-009819.hdr.sgml : 20020415 ACCESSION NUMBER: 0000912057-02-009819 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020313 GROUP MEMBERS: DAVID OTTENSMEYER, ALLEN M. MOORHEAD GROUP MEMBERS: NORMAN R. CORZINE,KENNETH J. HUEY,JR.,ROBERT LYDICK FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HUEY KENNETH J JR CENTRAL INDEX KEY: 0001049328 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: P.O. BOX 1572 CITY: CLOVIS STATE: NM ZIP: 88102 BUSINESS PHONE: 5057623834 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ACCESS ANYTIME BANCORP INC CENTRAL INDEX KEY: 0001024015 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 850444597 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-50861 FILM NUMBER: 02574421 BUSINESS ADDRESS: STREET 1: 801 PILE STREET 2: P O DRAWER 1569 CITY: CLOVIS STATE: NM ZIP: 88101 BUSINESS PHONE: 5057624417 MAIL ADDRESS: STREET 1: 801 PILE STREET 2: P O DRAWER 1569 CITY: CLOVIS STATE: NM ZIP: 88101 SC 13D/A 1 a2073374zsc13da.txt SC 13D/A - -------------------------------------------------------------------------------- SEC 1746 POTENTIAL PERSONS WHO ARE TO RESPOND TO THE COLLECTION OF INFORMATION (2-98) CONTAINED IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS THE FORM DISPLAYS A CURRENTLY VALID OMB CONTROL NUMBER. - -------------------------------------------------------------------------------- ---------------------------- OMB APPROVAL ---------------------------- UNITED STATES OMB NUMBER: 3235-0145 SECURITIES AND EXCHANGE COMMISSION ---------------------------- WASHINGTON, D.C. 20549 EXPIRES: OCTOBER 31, 2002 ---------------------------- ESTIMATED AVERAGE BURDEN HOURS PER RESPONSE......14.9 ---------------------------- SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 2 )* ACCESS ANYTIME BANCORP, INC ----------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK, $.01 PAR VALUE ----------------------------------------------------------------------------- (Title of Class of Securities) 00431F 10 5 (CUSIP Number) Norman R. Corzine P.O. Box 16810 Albuquerque, NM 87111 (505) 299-0900 ------------------------------------------------------------------------------ (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) March 08, 2002 (Date of Event which Requires filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of ss.ss.240.13d-1(E), 240.13d-1(f) or 240.13d-1(g), check the following box [ ]. Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See ss.240.13d-7 for other parties to whom copies are to be sent. * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 004317 10-5 13D Page ___ of ___ Pages - -------------------------------------------------------------------------------- (1) Names of Reporting Persons, S.S. or I.R.S. Identification Nos. of Above Persons. Norman R. Corzine - -------------------------------------------------------------------------------- (2) check the Appropriate Box if a Member (a) / X / of a Group (b) / / - -------------------------------------------------------------------------------- (3) SEC use Only - -------------------------------------------------------------------------------- (4) Source of Funds N/A - -------------------------------------------------------------------------------- (5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2 (d) or 2 (e) - -------------------------------------------------------------------------------- (6) Citizenship or Place or Organization USA - -------------------------------------------------------------------------------- Number of Shares (7) Sole Voting Beneficially owned Power 89,206 By Each Reporting --------------------------------------------------- Person with (8) Shared Voting Power 207,958 --------------------------------------------------- (9) Sole Dispositive Power 89,206 --------------------------------------------------- (10) Shared Dispositive Power 15,958 - -------------------------------------------------------------------------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 297,164 - -------------------------------------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares* - -------------------------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row (11) 20.2% based on (i) 105,164 divided by a denominator of (a) 1,460,595 shares outstanding on March 12, 2002, plus (b) 51,900 shares subject to options which are deemed outstanding pursuant to Rule 13d-3(d)(1)(i), plus (ii) 192,000 unallocated ESOP shares divided by a denominator of 1,460,595. - -------------------------------------------------------------------------------- (14) Type of Reporting* IN - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- SEC 1746 POTENTIAL PERSONS WHO ARE TO RESPOND TO THE COLLECTION OF INFORMATION (2-98) CONTAINED IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS THE FORM DISPLAYS A CURRENTLY VALID OMB CONTROL NUMBER. - -------------------------------------------------------------------------------- ---------------------------- OMB APPROVAL ---------------------------- UNITED STATES OMB NUMBER: 3235-0145 SECURITIES AND EXCHANGE COMMISSION ---------------------------- WASHINGTON, D.C. 20549 EXPIRES: OCTOBER 31, 2002 ---------------------------- ESTIMATED AVERAGE BURDEN HOURS PER RESPONSE......14.9 ---------------------------- SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 2 )* ACCESS ANYTIME BANCORP, INC ----------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK, $.01 PAR VALUE ----------------------------------------------------------------------------- (Title of Class of Securities) 00431F 10 5 (CUSIP Number) Kenneth J. Huey, Jr. P.O. Box 1569 Clovis, NM 88101 (505) 762-4417 ------------------------------------------------------------------------------ (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) March 08, 2002 (Date of Event which Requires filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of ss.ss.240.13d-1(E), 240.13d-1(f) or 240.13d-1(g), check the following box [ ]. Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See ss.240.13d-7 for other parties to whom copies are to be sent. * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 004317 10-5 13D Page ___ of ___ Pages - -------------------------------------------------------------------------------- (1) Names of Reporting Persons, S.S. or I.R.S. Identification Nos. of Above Persons. Kenneth J. Huey, Jr. - -------------------------------------------------------------------------------- (2) check the Appropriate Box if a Member of a Group (a) / X / (b) / / - -------------------------------------------------------------------------------- (3) SEC use Only - -------------------------------------------------------------------------------- (4) Source of Funds N/A - -------------------------------------------------------------------------------- (5) check if disclosure of Legal Proceedings is Required Pursuant to Items 2 (d) or 2 (e) - -------------------------------------------------------------------------------- (6) Citizenship or Place or Organization USA - -------------------------------------------------------------------------------- Number of Shares (7) Sole Voting Beneficially owned Power -0- By Each Reporting --------------------------------------------------- Person with (8) Shared Voting Power 281,418 --------------------------------------------------- (9) Sole Dispositive Power -0- --------------------------------------------------- (10) Shared Dispositive Power 89,418 - -------------------------------------------------------------------------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 281,418 - -------------------------------------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares* - -------------------------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row (11) 19.1% based on (i) 89,418 divided by a denominator of (a) 1,460,595 shares outstanding on March 12, 2002, plus (b) 51,900 shares subject to options which are deemed outstanding pursuant to Rule 13d-3(d)(1)(i), plus (ii) 192,000 unallocated ESOP shares divided by a denominator of 1,460,595. - -------------------------------------------------------------------------------- (14) Type of Reporting* IN - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- SEC 1746 POTENTIAL PERSONS WHO ARE TO RESPOND TO THE COLLECTION OF INFORMATION (2-98) CONTAINED IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS THE FORM DISPLAYS A CURRENTLY VALID OMB CONTROL NUMBER. - -------------------------------------------------------------------------------- ---------------------------- OMB APPROVAL ---------------------------- UNITED STATES OMB NUMBER: 3235-0145 SECURITIES AND EXCHANGE COMMISSION ---------------------------- WASHINGTON, D.C. 20549 EXPIRES: OCTOBER 31, 2002 ---------------------------- ESTIMATED AVERAGE BURDEN HOURS PER RESPONSE......14.9 ---------------------------- SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 2 )* ACCESS ANYTIME BANCORP, INC ----------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK, $.01 PAR VALUE ----------------------------------------------------------------------------- (Title of Class of Securities) 00431F 10 5 (CUSIP Number) Robert Chad Lydick P.O. Box 1386 Clovis, NM 88101 (505) 762-3771 ------------------------------------------------------------------------------ (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) March 08, 2002 (Date of Event which Requires filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of ss.ss.240.13d-1(E), 240.13d-1(f) or 240.13d-1(g), check the following box [ ]. Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See ss.240.13d-7 for other parties to whom copies are to be sent. * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 004317 10-5 13D Page ___ of ___ Pages - -------------------------------------------------------------------------------- (1) Names of Reporting Persons, S.S. or I.R.S. Identification Nos. of Above Persons. Robert Chad Lydick - -------------------------------------------------------------------------------- (2) check the Appropriate Box if a Member (a) / X / of a Group (b) / / - -------------------------------------------------------------------------------- (3) SEC use Only - -------------------------------------------------------------------------------- (4) Source of Funds N/A - -------------------------------------------------------------------------------- (5) check if disclosure of Legal Proceedings is Required Pursuant to Items 2 (d) or 2 (e) - -------------------------------------------------------------------------------- (6) Citizenship or Place or Organization USA - -------------------------------------------------------------------------------- Number of Shares (7) Sole Voting Beneficially owned Power -0- By Each Reporting --------------------------------------------------- Person with (8) Shared Voting Power 263,177 --------------------------------------------------- (9) Sole Dispositive Power -0- --------------------------------------------------- (10) Shared Dispositive Power 71,177 - -------------------------------------------------------------------------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 263,177 - -------------------------------------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares* - -------------------------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row (11) 18.1% based on (i) 71,177 divided by a denominator of (a) 1,460,595 shares outstanding on March 12, 2002, plus (b) 5,680 shares subject to options which are deemed outstanding pursuant to Rule 13d-3(d)(1)(i), plus (ii) 192,000 unallocated ESOP shares divided by a denominator of 1,460,595. - -------------------------------------------------------------------------------- (14) Type of Reporting* IN - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- SEC 1746 POTENTIAL PERSONS WHO ARE TO RESPOND TO THE COLLECTION OF INFORMATION (2-98) CONTAINED IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS THE FORM DISPLAYS A CURRENTLY VALID OMB CONTROL NUMBER. - -------------------------------------------------------------------------------- ---------------------------- OMB APPROVAL ---------------------------- UNITED STATES OMB NUMBER: 3235-0145 SECURITIES AND EXCHANGE COMMISSION ---------------------------- WASHINGTON, D.C. 20549 EXPIRES: OCTOBER 31, 2002 ---------------------------- ESTIMATED AVERAGE BURDEN HOURS PER RESPONSE......14.9 ---------------------------- SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 1 )* ACCESS ANYTIME BANCORP, INC ----------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK, $.01 PAR VALUE ----------------------------------------------------------------------------- (Title of Class of Securities) 00431F 10 5 (CUSIP Number) David Ottensmeyer 102 Crofton Court Fairhope, AL 36532 (334) 990-4488 ------------------------------------------------------------------------------ (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) March 08, 2002 (Date of Event which Requires filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of ss.ss.240.13d-1(E), 240.13d-1(f) or 240.13d-1(g), check the following box [ ]. Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See ss.240.13d-7 for other parties to whom copies are to be sent. * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 004317 10-5 13D Page ___ of ___ Pages - -------------------------------------------------------------------------------- (1) Names of Reporting Persons, S.S. or I.R.S. Identification Nos. of Above Persons. David Ottensmeyer - -------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member (a) / X / of a Group (b) / / - -------------------------------------------------------------------------------- (3) SEC use Only - -------------------------------------------------------------------------------- (4) Source of Funds N/A - -------------------------------------------------------------------------------- (5) check if disclosure of Legal Proceedings is Required Pursuant to Items 2 (d) or 2 (e) - -------------------------------------------------------------------------------- (6) Citizenship or Place or Organization USA - -------------------------------------------------------------------------------- Number of Shares (7) Sole Voting Beneficially owned Power -0- By Each Reporting --------------------------------------------------- Person with (8) Shared Voting Power 221,580 --------------------------------------------------- (9) Sole Dispositive Power -0- --------------------------------------------------- (10) Shared Dispositive Power 29,580 - -------------------------------------------------------------------------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 221,580 - -------------------------------------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares* - -------------------------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row (11) 15.2% based on (i) 29,580 divided by a denominator of (a) 1,460,595 shares outstanding on March 12, 2002, plus (b) 4,080 shares subject to options which are deemed outstanding pursuant to Rule 13d-3(d)(1)(i), plus (ii) 192,000 unallocated ESOP shares divided by a denominator of 1,460,595. - -------------------------------------------------------------------------------- (14) Type of Reporting* IN - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- SEC 1746 POTENTIAL PERSONS WHO ARE TO RESPOND TO THE COLLECTION OF INFORMATION (2-98) CONTAINED IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS THE FORM DISPLAYS A CURRENTLY VALID OMB CONTROL NUMBER. - -------------------------------------------------------------------------------- ---------------------------- OMB APPROVAL ---------------------------- UNITED STATES OMB NUMBER: 3235-0145 SECURITIES AND EXCHANGE COMMISSION ---------------------------- WASHINGTON, D.C. 20549 EXPIRES: OCTOBER 31, 2002 ---------------------------- ESTIMATED AVERAGE BURDEN HOURS PER RESPONSE......14.9 ---------------------------- SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 1 )* ACCESS ANYTIME BANCORP, INC ----------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK, $.01 PAR VALUE ----------------------------------------------------------------------------- (Title of Class of Securities) 00431F 10 5 (CUSIP Number) Allan M. Moorhead 8322 Washington Place, NE Albuquerque, NM 87113 (505) 821-2563 ------------------------------------------------------------------------------ (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) March 08, 2002 (Date of Event which Requires filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of ss.ss.240.13d-1(E), 240.13d-1(f) or 240.13d-1(g), check the following box [ ]. Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See ss.240.13d-7 for other parties to whom copies are to be sent. * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 004317 10-5 13D Page ___ of ___ Pages - -------------------------------------------------------------------------------- (1) Names of Reporting Persons, S.S. or I.R.S. Identification Nos. of Above Persons. Allan M. Moorhead - -------------------------------------------------------------------------------- (2) check the Appropriate Box if a Member (a) / X / of a Group (b) / / - -------------------------------------------------------------------------------- (3) SEC use Only - -------------------------------------------------------------------------------- (4) Source of Funds N/A - -------------------------------------------------------------------------------- (5) check if disclosure of Legal Proceedings is Required Pursuant to Items 2 (d) or 2 (e) - -------------------------------------------------------------------------------- (6) Citizenship or Place or Organization USA - -------------------------------------------------------------------------------- Number of Shares (7) Sole Voting Beneficially owned Power 7,592 By Each Reporting --------------------------------------------------- Person with (8) Shared Voting Power 213,058 --------------------------------------------------- (9) Sole Dispositive Power 7,592 --------------------------------------------------- (10) Shared Dispositive Power 21,058 - -------------------------------------------------------------------------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 220,650 - -------------------------------------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares* - -------------------------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row (11) 15.2% based on (i) 28,650 divided by a denominator of (a) 1,460,595 shares outstanding on March 12, 2002, plus (b) 9,180 shares subject to options which are deemed outstanding pursuant to Rule 13d-3(d)(1)(i), plus (ii) 192,000 unallocated ESOP shares divided by a denominator of 1,460,595. - -------------------------------------------------------------------------------- (14) Type of Reporting* IN - -------------------------------------------------------------------------------- ITEM 1. SECURITY AND ISSUER The title of the class of equity securities to which this statement on Schedule 13D relates is the common stock $.01 par value, of Access Anytime BanCorp, Inc., 5210 Eubank Blvd., NE, Albuquerque, NM 87111. ITEM 2. IDENTITY AND BACKGROUND (a) NAME: (1) Norman R. Corzine (2) Kenneth J. Huey, Jr. (3) Robert Chad Lydick (4) Allan M. Moorhead (5) David Ottensmeyer (b) BUSINESS ADDRESS: (1) PO Box 16810, 5210 Eubank Blvd., NE, Albuquerque, NM 87111 (2) PO Box 1569, 801 Pile Street, Clovis, NM 88101 (3) PO Box 1386, Clovis, NM 88102 (4) 8322 Washington Place, NE, Albuquerque, NM 87113 (5) 102 Crofton Ct, Fairhope, AL 36532 (c) PRINCIPAL OCCUPATION: (1) Access Anytime BanCorp, Inc./PO Box 1569, Clovis, NM 88102 Chairman of the Board/CEO (2) Access Anytime BanCorp, Inc./PO Box 1569, Clovis, NM 88102 President and CFO (3) Lydick Engineers and Surveyors, Inc., Inc./PO Box 1358, Clovis, NM 88102 President (4) Mechanical Representatives, Inc./8322 Washington, Pl, NE, Albuquerque, NM 87113 President & CEO (5) Retired Healthcare Consultant 102 Crofton Ct., Fairhope, AL 36532 (d) (1) No (2) No (3) No (4) No (5) No (e) (1) No (2) No (3) No (4) No (5) No (f) (1) USA (2) USA (3) USA (4) USA (5) USA ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION On May 1, 2000, 240,000 shares were purchased by a leveraged ESOP with an ESOP loan in the amount of $1,350,000 from The Frost National Bank, San Antonio, Texas. The persons filing this statement are the members of the ESOP Committee which controls voting of the unallocated ESOP shares (i.e., shares which have not been allocated to participants). The Schedule 13D filing made on March 30, 2001 by the ESOP Committee reflected 16,000 shares that had been allocated and 224,000 that were unallocated. This amendment reflects the allocation of additional shares to the participants, thereby reducing the shares over which the ESOP Committee has shared voting power. 48,000 shares have been allocated and 192,000 are currently unallocated. In addition, the other shares shown as beneficially owned by each person are those shares not related to their membership on the ESOP Committee. ITEM 4. PURPOSE OF TRANSACTION The reporting persons are the members of the ESOP Committee which controls voting of the unallocated shares in the ESOP and are therefore deemed to be the beneficial owners with shared voting power over the 192,000 unallocated ESOP shares. The reporting persons have no dispositive power over such unallocated shares. The purpose of the overall plan transaction is the funding of a leveraged ESOP for employees of the issuer and its subsidiary. The original Schedule 13D filing resulted from the naming of the reporting persons to the ESOP Committee. This amendment is triggered by changes (reductions) in individual beneficial ownerships of more than 1% since the previous filing, resulting from the allocation of shares to participants. The report on allocations of shares to participants that enabled the calculations to be made for this amendment were delivered to the Company on March 08, 2002. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER Please refer to Cover Page. Mr. Norman R. Corzine has 51,900 in AABC Options Mr. Kenneth J. Huey, Jr. has 51,900 in AABC Options Mr. Robert Chad Lydick has 5,680 in AABC Options Mr. Allan Moorhead has 9,180 in AABC Options Mr. David Ottensmeyer has 4,080 in AABC Options ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER. 192,000 shares are unallocated shares held in a leveraged ESOP (i.e., shares which have not been allocated to plan participants), a qualified plan under ERISA, for employees of the issuer and its subsidiary. The Trustee of the ESOP is First Financial Trust Company, Albuquerque, NM. The reporting persons do not have dispositive control over these shares. The shares are pledged as security for the ESOP loan to the ESOP Trust, and the ESOP loan is guaranteed by the issuer. The lending bank is The Frost National Bank, San Antonio, Texas. The reporting persons are members of the Board of Directors of the Company and have no plans or proposals of the type described in subparagraph (a) through (j) of Item 4, except as to be disclosed in the Company's Proxy Statement which is to be mailed around March 18, 2002. ITEM 7. MATERIAL TO BE FILED AS EXHIBITS Profit Sharing and Employee Stock Ownership Plan of First Savings Bank, F.S.B. (incorporated by reference from the Company's Registration Statement on Form 8-A, filed October 11, 1996, SEC File No. 001-12309) Amendment Number One to Profit Sharing and Employee Stock Ownership Plan of First Savings Bank, F.S.B. (refiled) (incorporated by reference from the Company's Registration Statement on Form 8-A, filed October 11, 1996, SEC File No. 001-12309) Amendment Number Two to Profit Sharing and Employee Stock Ownership Plan of First Savings Bank, F.S.B. (incorporated by reference from the Company's September 30, 1999 10-QSB, SEC File No. 0-28894). Amendment Number Three to Profit Sharing and Employee Stock Ownership Plan of FIRSTBANK (Formerly First Savings Bank, F.S.B.) (incorporated by reference from the Company's September 30, 1999 10-QSB, SEC File No. 0-28894). Amendment Number Four to Profit Sharing and Employee Stock Ownership Plan of FIRSTBANK (Formerly First Savings Bank, F.S.B.) (incorporated by reference from the Company's September 30, 1999 10-QSB, SEC File No. 0-28894). Profit Sharing and Employee Stock Ownership Plan of FIRSTBANK dated October 18, 2000 (incorporated by reference from the Company's Annual Report on form 10-KSB for the year ended December 31, 2000, SEC File No. 0-28894) Amendment Number One to Profit Sharing and Employee Stock Ownership Plan of FIRSTBANK. (incorporated by reference from the Company's Annual Report on Form 10-KSB for the year ended December 31, 2001, SEC File No. 0-28894). Amendment Number Two to Profit Sharing and Employee Stock Ownership Plan of FIRSTBANK. (incorporated by reference from the Company's Annual Report on Form 10-KSB for the year ended December 31, 2001, SEC File No. 0-28894). Amendment Number Three to Profit Sharing and Employee Stock Ownership Plan of FIRSTBANK. (incorporated by reference from the Company's Annual Report on Form 10-KSB for the year ended December 31, 2001, SEC File No. 0-28894). Signature. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. 03/13/02 - ------------------------------------------------------------------------------ Date /s/ Norman R. Corzine - ------------------------------------------------------------------------------ Signature Norman R. Corzine, Chairman of the Board/CEO - ------------------------------------------------------------------------------ Name/Title - ------------------------------------------------------------------------------ 03/13/02 Date /s/ Kenneth J. Huey, Jr. - ------------------------------------------------------------------------------ Signature Kenneth J. Huey, Jr., President/CFO - ------------------------------------------------------------------------------ Name/Title - ------------------------------------------------------------------------------ 03/13/02 Date /s/ Robert Chad Lydick - ------------------------------------------------------------------------------ Signature Robert Chad Lydick, Director - ------------------------------------------------------------------------------ Name/Title - ------------------------------------------------------------------------------ 03/13/02 Date /s/ Allan M. Moorhead - ------------------------------------------------------------------------------ Signature Allan M. Moorhead, Director - ------------------------------------------------------------------------------ Name/Title - ------------------------------------------------------------------------------ 03/13/02 Date /s/ David Ottensmeyer - ------------------------------------------------------------------------------ Signature David Ottensmeyer, Director - ------------------------------------------------------------------------------ Name/Title The original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. -----END PRIVACY-ENHANCED MESSAGE-----