-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AiITT7pb1BQCt/HOvgRa/jILlEK6GPqIZ5A9xE7KRkiCmZxofPFrxCVwSyfQ/cpe Li+qFGP88XJfECLY67oQJw== 0000912057-97-019538.txt : 19970605 0000912057-97-019538.hdr.sgml : 19970605 ACCESSION NUMBER: 0000912057-97-019538 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970604 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ACCESS ANYTIME BANCORP INC CENTRAL INDEX KEY: 0001024015 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 850444597 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D SEC ACT: 1934 Act SEC FILE NUMBER: 005-50861 FILM NUMBER: 97619161 BUSINESS ADDRESS: STREET 1: 801 PILE STREET 2: P O DRAWER 1569 CITY: CLOVIS STATE: NM ZIP: 88102-1569 BUSINESS PHONE: 6057623835 MAIL ADDRESS: STREET 1: 801 PILE STREET 2: P O DRAWER 1569 CITY: CLOVIS STATE: NM ZIP: 88102-1569 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CORZINE NORMAN R CENTRAL INDEX KEY: 0001040367 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: PO BOX 44370 CITY: RIO RANCHO STATE: NM ZIP: 87174 MAIL ADDRESS: STREET 1: ACCESS ANYTIME BANCORP INC STREET 2: PO BOX 1569 CITY: CLOVIS STATE: NM ZIP: 88101 SC 13D 1 SCHEDULE 13D ------------------------------ OMB APPROVAL ------------------------------ OMB Number: 3235-0145 Expires: October 31, 1997 Estimated average burden hours per response.......14.90 ------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* --------- ACCESS ANYTIME BANCORP, INC. -------------------------------------------------------- (Name of Issuer) Common Stock, $.01 par value -------------------------------------------------------- (Title of Class of Securities) 00431F 10 5 -------------------------------------------------------- (CUSIP Number) Norman R. Corzine P.O Box 16005 Albuquerque, NM 87191 (505) 891-1500 -------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) May 30, 1997 -------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box / /. Check the following box if a fee is being paid with this statement / /. (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class. (See Rule 13d-7.) NOTE: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following page(s)) CUSIP No. 00431F 10 5 13D Page 1 of 3 Pages ----------- --- --- - ------------------------------------------------------------------------------- (1) Names of Reporting Persons. S.S. or I.R.S. Identification Nos. of Above Persons Norman R. Corzine ###-##-#### - ------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member (a) / / of a Group* (b) /X/ - ------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------- (4) Source of Funds* PF - ------------------------------------------------------------------------------- (5) Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) / / - ------------------------------------------------------------------------------- (6) Citizenship or Place of Organization United States of America - ------------------------------------------------------------------------------- Number of Shares (7) Sole Voting Power Beneficially Owned 57,110 by Each Reporting -------------------------------------------------- Person With (8) Shared Voting Power 9,950 -------------------------------------------------- (9) Sole Dispositive Power 57,110 -------------------------------------------------- (10) Shared Dispositive Power 9,950 - ------------------------------------------------------------------------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 67,060 - ------------------------------------------------------------------------------- (12) Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* / / - ------------------------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row (11) 1,223,076 shares 5.5% (based on the number of shares outstanding at the conclusion of the issuer's public offering and granted options as of May 30, 1997. - ------------------------------------------------------------------------------- (14) Type of Reporting Person* IN - ------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. Page 2 of 3 Pages --- --- ITEM 1. SECURITY AND ISSUER The title of the class of equity securities to which this statement on Schedule 13D ("Statement") relates is the common stock $.01 par value, of ACCESS ANYTIME BANCORP, INC. ("Issuer"), 801 Pile, Clovis, New Mexico 88101. ITEM 2. IDENTITY AND BACKGROUND (a) NAME: Norman R. Corzine ("Reporting Person") (b) BUSINESS ADDRESS: PO Box 44370, Rio Rancho, NM 87174 (c) PRINCIPAL OCCUPATION: Banker (d) NO (e) NO (f) USA ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION The total amount of funds used for the purchases reported herein was $194,565.00 for 37,060 shares. The purchases were made by the reporting person from his own funds; these were not borrowed funds. The other 30,000 shares are beneficially owned via options granted and exercisable, but no funds were used to acquire the options. ITEM 4. PURPOSE OF TRANSACTION The Reporting Person acquired his shares of common stock for investment purposes only. The Reporting Person is a member of the Board of Directors and Chairman/CEO of the Issuer. The Issuer is presently attempting to fill one vacancy on the Board of Directors resulting from the resignation of another Board member. The Issuers Shareholders approved the 1997 Stock Option & Incentive Plan on May 30, 1997 at the Annual Shareholders meeting and Options for 25,000 were granted under the Plan on May 30, 1997. The Securities reported herein include options for 5,000 shares under a prior stock option plan. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER The Reporting Person has sole interest in 57,110 shares reported and 9,950 shares are owned jointly with his wife Janice Corzine. (c) During the past sixty (60) days, the following transactions in shares of Common Stock were effected by Norman R. Corzine or a member of his family making purchases of such shares. DATE NO. SHARES PRICE PER SHARE - ---- ---------- --------------- NONE (a) a grant of options for 25,000 shares of common stock was made by the Company's Board of Directors to the reporting person on May 30,1997. The options are currently exercisable, but none have been exercised. The grant was made under the 1997 Stock Option and Incentive Plan. (b) N/A (c) N/A (d) N/A (e) N/A Page 3 of 3 Pages --- --- ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER. NONE ITEM 7. MATERIAL TO BE FILED AS EXHIBITS NONE SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. June 4, 1997 /s/ NORMAN R. CORZINE - --------------------------------- ----------------------------------- Date Norman R. Corzine -----END PRIVACY-ENHANCED MESSAGE-----