0001209191-16-117957.txt : 20160505
0001209191-16-117957.hdr.sgml : 20160505
20160505202911
ACCESSION NUMBER: 0001209191-16-117957
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160504
FILED AS OF DATE: 20160505
DATE AS OF CHANGE: 20160505
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BIOCEPT INC
CENTRAL INDEX KEY: 0001044378
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071]
IRS NUMBER: 330757995
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5810 NANCY RIDGE DR
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
BUSINESS PHONE: 858-320-8200
MAIL ADDRESS:
STREET 1: 5810 NANCY RIDGE DR
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HALE DAVID F
CENTRAL INDEX KEY: 0001024004
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36284
FILM NUMBER: 161625647
MAIL ADDRESS:
STREET 1: 1042-B NORTH EL CAMINO REAL, SUITE 430
CITY: ENCINITAS
STATE: CA
ZIP: 92024
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-05-04
0
0001044378
BIOCEPT INC
BIOC
0001024004
HALE DAVID F
C/O BIOCEPT, INC.
5810 NANCY RIDGE DRIVE #150
SAN DIEGO
CA
92121
1
0
0
0
Common Stock
2016-05-04
4
P
0
50000
1.00
A
138356
D
Common Stock
94570
I
By LLC
Warrant to Purchase Common Stock
1.30
2016-05-04
4
P
0
35000
A
2016-05-04
2021-05-04
Common Stock
35000
35000
D
Shares were purchased from the issuer in a unit offering, with each unit consisting of one share of Common Stock and one warrant to purchase .70 shares of Common Stock for $1.00 per unit.
/s/ Michael Nall, Attorney-in-Fact
2016-05-05