0000921895-12-001693.txt : 20120816 0000921895-12-001693.hdr.sgml : 20120816 20120816163934 ACCESSION NUMBER: 0000921895-12-001693 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120807 FILED AS OF DATE: 20120816 DATE AS OF CHANGE: 20120816 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LAMPEN RICHARD CENTRAL INDEX KEY: 0001047092 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-22563 FILM NUMBER: 121040421 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SG BLOCKS, INC. CENTRAL INDEX KEY: 0001023994 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-LUMBER & OTHER CONSTRUCTION MATERIALS [5030] IRS NUMBER: 954463937 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 400 MADISON AVENUE STREET 2: SUITE 16C CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: (646) 747-2423 MAIL ADDRESS: STREET 1: 400 MADISON AVENUE STREET 2: SUITE 16C CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: CDSI HOLDINGS INC DATE OF NAME CHANGE: 19990114 FORMER COMPANY: FORMER CONFORMED NAME: PC411 INC DATE OF NAME CHANGE: 19961001 4/A 1 form408066001c_08162012.xml OWNERSHIP DOCUMENT X0306 4/A 2012-08-07 2012-08-09 0 0001023994 SG BLOCKS, INC. SGBX 0001047092 LAMPEN RICHARD C/O VECTOR GROUP LTD. 100 SE 2ND STREET, 32ND FLOOR MIAMI FL 33131 1 0 0 0 Stock Option (Right to Buy) 0.35 2012-08-07 4 A 0 14286 0 A 2022-08-06 Common Stock 14286 14286 D Acquired pursuant to the Issuer's 2011 Incentive Stock Plan in lieu of cash compensation for service as a director. 4,762 options vest on August 7, 2012, 4,762 options vest on August 7, 2013, and 4,762 options vest on August 7, 2014. This Amendment is intended only to reflect a change in the exercise price of the stock options granted to the reporting person from $0.13 to $0.35. Richard J. Lampen 2012-08-14