0001209191-20-007907.txt : 20200210
0001209191-20-007907.hdr.sgml : 20200210
20200210163248
ACCESSION NUMBER: 0001209191-20-007907
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200210
FILED AS OF DATE: 20200210
DATE AS OF CHANGE: 20200210
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SHAW DAVID E
CENTRAL INDEX KEY: 0001023870
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39206
FILM NUMBER: 20592386
MAIL ADDRESS:
STREET 1: 120 WEST FORTY-FIFTH STREET
STREET 2: 39TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Schrodinger Equity Holdings, LLC
CENTRAL INDEX KEY: 0001801739
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39206
FILM NUMBER: 20592387
BUSINESS ADDRESS:
STREET 1: 120 WEST 45TH STREET, 39TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: (212) 403-8007
MAIL ADDRESS:
STREET 1: 120 WEST 45TH STREET, 39TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Schrodinger, Inc.
CENTRAL INDEX KEY: 0001490978
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 954284541
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 120 WEST 45TH STREET
STREET 2: 17TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 503-299-1150
MAIL ADDRESS:
STREET 1: 120 WEST 45TH STREET
STREET 2: 17TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-02-10
0
0001490978
Schrodinger, Inc.
SDGR
0001023870
SHAW DAVID E
120 WEST 45TH STREET, 39TH FLOOR
NEW YORK
NY
10036
0
0
1
0
0001801739
Schrodinger Equity Holdings, LLC
120 WEST 45TH STREET, 39TH FLOOR
NEW YORK
NY
10036
0
0
1
0
Common Stock, par value $0.01 per share
2020-02-10
4
C
0
14890845
A
14890845
I
Held by Schrodinger Equity Holdings, LLC
Common Stock, par value $0.01 per share
2020-02-10
4
C
0
1133158
A
1133158
I
Held by D. E. Shaw & Co., L.P.
Common Stock, par value $0.01 per share
2020-02-10
4
C
0
467889
A
467889
I
Held by D. E. Shaw Valence Portfolios, L.L.C.
Common Stock, par value $0.01 per share
2020-02-10
4
C
0
4264
A
4264
I
Held by D. E. Shaw Technology Development, LLC.
Series A Preferred Stock, $0.01 par value per share
2020-02-10
4
C
0
111314131
0.00
D
Common Stock, $0.01 par value per share
14890845
0
I
Held by Schrodinger Equity Holdings, LLC
Series A Preferred Stock, $0.01 par value per share
2020-02-10
4
C
0
8470745
0.00
D
Common Stock, $0.01 par value per share
1133158
0
I
Held by D. E. Shaw & Co., L.P.
Series A Preferred Stock, $0.01 par value per share
2020-02-10
4
C
0
3497635
0.00
D
Common Stock, $0.01 par value per share
467889
0
I
Held by D. E. Shaw Valence Portfolios, L.L.C.
Series A Preferred Stock, $0.01 par value per share
2020-02-10
4
C
0
31878
0.00
D
Common Stock, $0.01 par value per share
4264
0
I
Held by D. E. Shaw Technology Development, LLC.
On February 10, 2020, all shares of Schrodinger, Inc. ("Issuer") Series A Preferred Stock, par value $0.01 per share, converted into shares of Issuer Common Stock, par value $0.01 per share, upon the closing of the Issuer's initial public offering of Common Stock without payment of consideration. The conversion rate was one share of Issuer Common Stock per each 7.47534 shares of Series A Preferred Stock. The Series A Preferred Stock was convertible into shares of Issuer Common Stock at any time and automatically upon the closing of the Issuer's initial public offering and had no expiration date.
Schrodinger Equity Holdings, LLC, which holds these securities, is owned in its entirety through a trust of which David E. Shaw is the trustee and beneficiary.
David E. Shaw is President and sole shareholder of D. E. Shaw & Co., Inc., which is the general partner of D. E. Shaw & Co., L.P. David E. Shaw disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any.
D. E. Shaw & Co., L.P. is the investment adviser of D. E. Shaw Valence Portfolios, L.L.C. Additionally, David E. Shaw is President and sole shareholder of D. E. Shaw & Co. II, Inc., which is the managing member of D. E. Shaw & Co., L.L.C., which is the manager of D. E. Shaw Valence Portfolios, L.L.C. David E. Shaw disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any.
David E. Shaw is President and sole shareholder of D. E. Shaw & Co. II, Inc., which is the sole member of D. E. Shaw Technology Development, LLC.
David E. Shaw, By: /s/ Charles Ardai, Attorney-in-Fact
2020-02-10
Schrodinger Equity Holdings, LLC, By: /s/ Charles Ardai, Authorized Signatory
2020-02-10