0001209191-20-007907.txt : 20200210 0001209191-20-007907.hdr.sgml : 20200210 20200210163248 ACCESSION NUMBER: 0001209191-20-007907 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200210 FILED AS OF DATE: 20200210 DATE AS OF CHANGE: 20200210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SHAW DAVID E CENTRAL INDEX KEY: 0001023870 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39206 FILM NUMBER: 20592386 MAIL ADDRESS: STREET 1: 120 WEST FORTY-FIFTH STREET STREET 2: 39TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schrodinger Equity Holdings, LLC CENTRAL INDEX KEY: 0001801739 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39206 FILM NUMBER: 20592387 BUSINESS ADDRESS: STREET 1: 120 WEST 45TH STREET, 39TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: (212) 403-8007 MAIL ADDRESS: STREET 1: 120 WEST 45TH STREET, 39TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Schrodinger, Inc. CENTRAL INDEX KEY: 0001490978 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 954284541 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 120 WEST 45TH STREET STREET 2: 17TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 503-299-1150 MAIL ADDRESS: STREET 1: 120 WEST 45TH STREET STREET 2: 17TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-02-10 0 0001490978 Schrodinger, Inc. SDGR 0001023870 SHAW DAVID E 120 WEST 45TH STREET, 39TH FLOOR NEW YORK NY 10036 0 0 1 0 0001801739 Schrodinger Equity Holdings, LLC 120 WEST 45TH STREET, 39TH FLOOR NEW YORK NY 10036 0 0 1 0 Common Stock, par value $0.01 per share 2020-02-10 4 C 0 14890845 A 14890845 I Held by Schrodinger Equity Holdings, LLC Common Stock, par value $0.01 per share 2020-02-10 4 C 0 1133158 A 1133158 I Held by D. E. Shaw & Co., L.P. Common Stock, par value $0.01 per share 2020-02-10 4 C 0 467889 A 467889 I Held by D. E. Shaw Valence Portfolios, L.L.C. Common Stock, par value $0.01 per share 2020-02-10 4 C 0 4264 A 4264 I Held by D. E. Shaw Technology Development, LLC. Series A Preferred Stock, $0.01 par value per share 2020-02-10 4 C 0 111314131 0.00 D Common Stock, $0.01 par value per share 14890845 0 I Held by Schrodinger Equity Holdings, LLC Series A Preferred Stock, $0.01 par value per share 2020-02-10 4 C 0 8470745 0.00 D Common Stock, $0.01 par value per share 1133158 0 I Held by D. E. Shaw & Co., L.P. Series A Preferred Stock, $0.01 par value per share 2020-02-10 4 C 0 3497635 0.00 D Common Stock, $0.01 par value per share 467889 0 I Held by D. E. Shaw Valence Portfolios, L.L.C. Series A Preferred Stock, $0.01 par value per share 2020-02-10 4 C 0 31878 0.00 D Common Stock, $0.01 par value per share 4264 0 I Held by D. E. Shaw Technology Development, LLC. On February 10, 2020, all shares of Schrodinger, Inc. ("Issuer") Series A Preferred Stock, par value $0.01 per share, converted into shares of Issuer Common Stock, par value $0.01 per share, upon the closing of the Issuer's initial public offering of Common Stock without payment of consideration. The conversion rate was one share of Issuer Common Stock per each 7.47534 shares of Series A Preferred Stock. The Series A Preferred Stock was convertible into shares of Issuer Common Stock at any time and automatically upon the closing of the Issuer's initial public offering and had no expiration date. Schrodinger Equity Holdings, LLC, which holds these securities, is owned in its entirety through a trust of which David E. Shaw is the trustee and beneficiary. David E. Shaw is President and sole shareholder of D. E. Shaw & Co., Inc., which is the general partner of D. E. Shaw & Co., L.P. David E. Shaw disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any. D. E. Shaw & Co., L.P. is the investment adviser of D. E. Shaw Valence Portfolios, L.L.C. Additionally, David E. Shaw is President and sole shareholder of D. E. Shaw & Co. II, Inc., which is the managing member of D. E. Shaw & Co., L.L.C., which is the manager of D. E. Shaw Valence Portfolios, L.L.C. David E. Shaw disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any. David E. Shaw is President and sole shareholder of D. E. Shaw & Co. II, Inc., which is the sole member of D. E. Shaw Technology Development, LLC. David E. Shaw, By: /s/ Charles Ardai, Attorney-in-Fact 2020-02-10 Schrodinger Equity Holdings, LLC, By: /s/ Charles Ardai, Authorized Signatory 2020-02-10