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Consolidated Statements of Cash Flows - USD ($)
$ in Thousands
12 Months Ended
Sep. 30, 2015
Sep. 30, 2014
CASH FLOWS FROM OPERATING ACTIVITIES    
Net income $ 285 $ 18,643
Adjustments to reconcile net income to net cash provided by operating activities    
Depreciation and amortization 1,127 1,136
Amortization of forgivable loans 538 243
Stock-based compensation 590 1,124
Provision for doubtful accounts 237 323
Deferred tax expense (benefit) 263 (11,925)
Amortization of deferred clearing credit (200) 134
Increase in fair value of contingent consideration 12 0
Write off of employee receivable 13 0
Changes in assets and liabilities, net of effects of acquisition    
Restricted cash (126) 0
Deposits with clearing organizations 0 374
Receivables from broker-dealers, clearing organizations and others 1,959 (966)
Forgivable loans (1,257) (469)
Securities owned, at fair value 174 (594)
Prepaid expenses (795) 391
Other assets 278 (169)
Accounts payable, accrued expenses and other liabilities (2,933) (554)
Deferred clearing costs 434 699
Securities sold, but not yet purchased, at fair value (23) 40
Net cash provided by operating activities 576 8,430
CASH FLOWS FROM INVESTING ACTIVITIES    
Cash acquired in acquisition 0 1,654
Purchase of fixed assets (254) (204)
Net cash (used in) provided by investing activities (254) 1,450
CASH FLOWS FROM FINANCING ACTIVITIES    
Repayment of certain liabilities of acquired entity 0 (5,400)
Repurchase of shares of common stock (145) 0
Net cash used in financing activities (145) (5,400)
NET INCREASE IN CASH 177 4,480
CASH BALANCE    
Beginning of the year 24,465 19,985
End of the year 24,642 24,465
Cash paid during the year for:    
Interest 13 33
Income taxes 1,238 326
Acquisition of Gilman & Ciocia, Inc.    
Identifiable intangible assets acquired 569 0
Goodwill   6,531
Common stock issued   8,840
Acquisition of other business    
Identifiable intangible assets acquired 569 0
Contingent consideration payable 569 0
Gilman & Ciocia, Inc.    
Acquisition of Gilman & Ciocia, Inc.    
Tangible assets acquired, excluding cash 0 3,933
Identifiable intangible assets acquired 0 8,350
Goodwill 0 6,531
Liabilities assumed 0 11,628
Common stock issued 0 8,840
Other (Note 13) 0 128
Acquisition of other business    
Identifiable intangible assets acquired $ 0 $ 8,350