Consolidated Statements of Operations - USD ($) $ in Thousands	12 Months Ended
	Sep. 30, 2015	Sep. 30, 2014
Revenues
Commissions	$ 96,222	$ 114,301
Net dealer inventory gains	10,512	16,482
Investment banking	21,004	19,035
Investment advisory	14,967	14,161
Interest and dividends	3,604	3,541
Transfer fees and clearing services	7,993	8,676
Tax preparation and accounting	8,248	7,811
Other	496	285
Total Revenues	163,046	184,292
Operating Expenses
Commissions, compensation and fees	139,452	152,145
Clearing fees	2,904	3,701
Communications	4,774	4,772
Occupancy	4,051	4,056
Licenses and registration	1,725	1,620
Professional fees	4,301	4,099
Interest	13	33
Depreciation and amortization	1,127	1,136
Other administrative expenses	4,221	4,908
Total Operating Expenses	162,568	176,470
Income before Income Tax Expense (Benefit)	478	7,822
Income tax expense (benefit) (Note 10)	193	(10,821)
NET INCOME	$ 285	$ 18,643
Net income per share of common stock - Basic (in dollars per share)	$ 0.02	$ 1.51
Net income per share of common stock - Diluted (in dollars per share)	$ 0.02	$ 1.50
Weighted average number of shares outstanding - Basic (in shares)	12,464,496	12,322,110
Weighted average number of shares outstanding - Diluted (in shares)	12,502,254	12,408,348