Segment Information

12 Months Ended

Sep. 30, 2015

Segment Reporting [Abstract]

Segment Information

SEGMENT INFORMATION

The Company has two reportable segments. The brokerage and advisory services segment includes broker-dealer and investment advisory services, sale of insurance products and licensed mortgage brokerage services provided by the Broker-Dealer Subsidiaries, NAM, National Insurance, Prime Financial and GC. The tax and accounting services segment includes tax preparation and accounting services provided by Gilman.

Corporate pre-tax loss consists of certain expenses that have not been allocated to reportable segments.

Segment information for the years ended September 30, 2015 and 2014 is as follows:

	Brokerage and Advisory Services		Tax and Accounting Services		Corporate				Total
2015
Revenues	$	154,797,000	$	8,249,000	$	—			$	163,046,000
Pre-tax income (loss)	3,580,000		471,000		(3,573,000		)	(a)	478,000
Identifiable assets	41,466,000		4,077,000		17,839,000			(b)	63,382,000
Depreciation and amortization	744,000		113,000		270,000				1,127,000
Interest	13,000		—		—				13,000
Capital expenditures	152,000		40,000		62,000				254,000
2014
Revenues	$	176,195,000	$	8,097,000	$	—			$	184,292,000
Pre-tax income (loss)	11,189,000		799,000		(4,166,000		)	(a)	7,822,000
Identifiable assets	44,222,000		2,907,000		17,664,000			(b)	64,793,000
Depreciation and amortization	754,000		73,000		309,000				1,136,000
Interest	33,000		—		—				33,000
Capital expenditures	109,000		55,000		40,000				204,000

(a)Consists of executive salaries and other expenses not allocated to reportable segments by management.

(b)Consists principally of deferred tax assets.