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Consolidated Statements of Financial Condition - USD ($)
$ in Thousands
Sep. 30, 2015
Sep. 30, 2014
ASSETS    
Cash $ 24,642 $ 24,465
Restricted Cash 218 92
Cash deposits with clearing organizations 1,005 1,005
Securities owned at fair value 887 1,061
Receivables from broker dealers and clearing organizations 3,078 4,985
Forgivable loans receivable 1,368 662
Other receivables, net 3,709 3,998
Prepaid expenses 1,727 932
Fixed assets, net 712 752
Intangible assets, net 7,331 7,595
Goodwill 6,531 6,531
Deferred tax asset, net 11,662 11,925
Other assets, principally refundable deposits 512 790
Total Assets 63,382 64,793
Liabilities    
Securities sold, not yet purchased at fair value 32 55
Accrued commissions and payroll payable 10,244 13,520
Accounts payable and other accrued expenses 6,602 5,636
Deferred clearing and marketing credits 1,205 971
Other 37 79
Total Liabilities 18,120 20,261
Stockholders’ Equity    
Preferred stock, $0.01 par value, 10,000,000 shares authorized; none outstanding 0 0
Common stock $0.02 par value, 150,000,000 shares authorized; 12,473,968 issued and outstanding at September 30, 2015 and 12,464,941 shares issued and outstanding at September 30, 2014 249 249
Additional paid-in-capital 80,282 79,837
Accumulated deficit (35,284) (35,569)
Total National Holdings Corporation Stockholders’ Equity 45,247 44,517
Non-Controlling interest 15 15
Total Stockholders’ Equity 45,262 44,532
Total Liabilities and Stockholders’ Equity $ 63,382 $ 64,793