0001437749-21-003251.txt : 20210218 0001437749-21-003251.hdr.sgml : 20210218 20210218160232 ACCESSION NUMBER: 0001437749-21-003251 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210103 FILED AS OF DATE: 20210218 DATE AS OF CHANGE: 20210218 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mullen Michael A CENTRAL INDEX KEY: 0001694509 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-12629 FILM NUMBER: 21649460 MAIL ADDRESS: STREET 1: 410 PARK AVENUE, 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NATIONAL HOLDINGS CORP CENTRAL INDEX KEY: 0001023844 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 364128138 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 200 VESEY STREET STREET 2: 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10281 BUSINESS PHONE: 212-417-8000 MAIL ADDRESS: STREET 1: 200 VESEY STREET STREET 2: 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10281 FORMER COMPANY: FORMER CONFORMED NAME: OLYMPIC CASCADE FINANCIAL CORP DATE OF NAME CHANGE: 19960927 4/A 1 rdgdoc.xml FORM 4/A X0306 4/A 2021-01-03 2021-01-06 0001023844 NATIONAL HOLDINGS CORP NHLD 0001694509 Mullen Michael A 200 VESEY STREET, 25TH FLOOR NEW YORK NY 10281 1 1 CEO and Chairman of the Board Common Stock 2021-01-03 4 M 0 78125 A 441205 D Each restricted stock unit converted into one share of National Holdings Corporation (the "Company") common stock. This amendment is being filed solely to correct the Amount of Securities Beneficially Owned Following Reported Transaction(s) in connection with the transaction reported in the Form 4 filed by the reporting person on January 6, 2021. /s/ Giovanni Castellanos Attorney-in-Fact for Michael A. Mullen 2021-02-18