0001437749-21-003251.txt : 20210218
0001437749-21-003251.hdr.sgml : 20210218
20210218160232
ACCESSION NUMBER: 0001437749-21-003251
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210103
FILED AS OF DATE: 20210218
DATE AS OF CHANGE: 20210218
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Mullen Michael A
CENTRAL INDEX KEY: 0001694509
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12629
FILM NUMBER: 21649460
MAIL ADDRESS:
STREET 1: 410 PARK AVENUE, 14TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NATIONAL HOLDINGS CORP
CENTRAL INDEX KEY: 0001023844
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
IRS NUMBER: 364128138
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 200 VESEY STREET
STREET 2: 25TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10281
BUSINESS PHONE: 212-417-8000
MAIL ADDRESS:
STREET 1: 200 VESEY STREET
STREET 2: 25TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10281
FORMER COMPANY:
FORMER CONFORMED NAME: OLYMPIC CASCADE FINANCIAL CORP
DATE OF NAME CHANGE: 19960927
4/A
1
rdgdoc.xml
FORM 4/A
X0306
4/A
2021-01-03
2021-01-06
0001023844
NATIONAL HOLDINGS CORP
NHLD
0001694509
Mullen Michael A
200 VESEY STREET, 25TH FLOOR
NEW YORK
NY
10281
1
1
CEO and Chairman of the Board
Common Stock
2021-01-03
4
M
0
78125
A
441205
D
Each restricted stock unit converted into one share of National Holdings Corporation (the "Company") common stock.
This amendment is being filed solely to correct the Amount of Securities Beneficially Owned Following Reported Transaction(s) in connection with the transaction reported in the Form 4 filed by the reporting person on January 6, 2021.
/s/ Giovanni Castellanos Attorney-in-Fact for Michael A. Mullen
2021-02-18