XML 77 R63.htm IDEA: XBRL DOCUMENT v3.20.4
Note 9 - Fair Value of Assets and Liabilities - Carrying Values and Estimated Fair Values of Financial Assets and Liabilities (Details) - USD ($)
Sep. 30, 2020
Sep. 30, 2019
Reported Value Measurement [Member]    
Receivables from broker-dealers and clearing organizations $ 3,367,000 $ 3,490,000
Forgivable loans receivable 4,269,000 1,834,000
Other Receivables, Net 12,394,000 5,672,000
Assets, Fair Value Disclosure 48,043,000 41,875,000
Accrued commissions and payroll payable 15,445,000 18,590,000
Accounts payable and accrued expenses 9,656,000 [1] 8,643,000 [2]
Nonfinancial Liabilities Fair Value Disclosure, Total 25,101,000 27,233,000
Estimate of Fair Value Measurement [Member]    
Receivables from broker-dealers and clearing organizations 3,367,000 3,490,000
Forgivable loans receivable 4,269,000 1,834,000
Other Receivables, Net 12,394,000 5,672,000
Assets, Fair Value Disclosure 48,043,000 41,875,000
Accrued commissions and payroll payable 15,445,000 18,590,000
Accounts payable and accrued expenses 9,656,000 [1] 8,643,000 [2]
Nonfinancial Liabilities Fair Value Disclosure, Total 25,101,000 27,233,000
Estimate of Fair Value Measurement [Member] | Fair Value, Inputs, Level 1 [Member]    
Receivables from broker-dealers and clearing organizations
Forgivable loans receivable
Other Receivables, Net
Assets, Fair Value Disclosure 28,013,000 30,879,000
Accrued commissions and payroll payable
Accounts payable and accrued expenses [1] [2]
Nonfinancial Liabilities Fair Value Disclosure, Total
Estimate of Fair Value Measurement [Member] | Fair Value, Inputs, Level 2 [Member]    
Receivables from broker-dealers and clearing organizations 3,367,000 3,490,000
Forgivable loans receivable 4,269,000 1,834,000
Other Receivables, Net 12,394,000 5,672,000
Assets, Fair Value Disclosure 20,030,000 10,996,000
Accrued commissions and payroll payable 15,445,000 18,590,000
Accounts payable and accrued expenses 9,656,000 [1] 8,643,000 [2]
Nonfinancial Liabilities Fair Value Disclosure, Total 25,101,000 27,233,000
Cash [Member] | Reported Value Measurement [Member]    
Cash and cash equivalents 27,327,000 30,443,000
Cash [Member] | Estimate of Fair Value Measurement [Member]    
Cash and cash equivalents 27,327,000 30,443,000
Cash [Member] | Estimate of Fair Value Measurement [Member] | Fair Value, Inputs, Level 1 [Member]    
Cash and cash equivalents 27,327,000 30,443,000
Cash [Member] | Estimate of Fair Value Measurement [Member] | Fair Value, Inputs, Level 2 [Member]    
Cash and cash equivalents
Interest-bearing Deposits [Member] | Reported Value Measurement [Member]    
Cash and cash equivalents 686,000 436,000
Interest-bearing Deposits [Member] | Estimate of Fair Value Measurement [Member]    
Cash and cash equivalents 686,000 436,000
Interest-bearing Deposits [Member] | Estimate of Fair Value Measurement [Member] | Fair Value, Inputs, Level 1 [Member]    
Cash and cash equivalents 686,000 436,000
Interest-bearing Deposits [Member] | Estimate of Fair Value Measurement [Member] | Fair Value, Inputs, Level 2 [Member]    
Cash and cash equivalents
[1] Excludes contingent consideration liabilities of $1,620,000.
[2] Excludes contingent consideration liabilities of $744,000.