Consolidated Statements of Financial Condition - USD ($)	Sep. 30, 2020	Sep. 30, 2019
ASSETS
Cash	$ 27,327,000	$ 30,443,000
Restricted cash	962,000	960,000
Cash deposits with clearing organizations	686,000	436,000
Securities owned, at fair value	4,739,000	12,481,000
Receivables from broker dealers and clearing organizations	3,367,000	3,490,000
Forgivable loans receivable	4,269,000	1,834,000
Other receivables, net	12,394,000	5,672,000
Prepaid expenses	4,258,000	3,639,000
Fixed assets, net	4,382,000	5,067,000
Intangible assets, net	12,276,000	5,441,000
Goodwill	11,673,000	5,153,000
Deferred tax asset, net	4,795,000	4,560,000
Right-of-use assets	14,721,000
Other assets	1,388,000	2,031,000
Total Assets	107,237,000	81,207,000
Liabilities
Accrued commissions and payroll payable	15,445,000	18,590,000
Accounts payable and other accrued expenses	9,656,000	8,643,000
Deferred clearing and marketing credits	157,000	367,000
Contingent consideration	10,401,000	1,620,000
Present value of lease obligations, operating leases	16,719,000
PPP Loans	6,523,000
Other	1,701,000	388,000
Total Liabilities	60,602,000	29,608,000
Commitments and Contingencies (Note 13)
Stockholders’ Equity
Preferred stock, $0.01 par value, 10,000,000 shares authorized; none outstanding
Common stock $0.02 par value, authorized 75,000,000 shares at September 30, 2020 and 2019; 13,639,622 shares issued and outstanding at September 30, 2020 and 13,158,441 shares issued and outstanding at September 30, 2019	273,000	263,000
Additional paid-in-capital	93,079,000	90,354,000
Accumulated deficit	(46,717,000)	(40,779,000)
Total National Holdings Corporation Stockholders’ Equity	46,635,000	49,838,000
Non-controlling interest		1,761,000
Total Stockholders’ Equity	46,635,000	51,599,000
Total Liabilities and Stockholders’ Equity	$ 107,237,000	$ 81,207,000