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Condensed Consolidated Statements of Cash Flows (Unaudited) - USD ($)
9 Months Ended
Jun. 30, 2016
Jun. 30, 2015
CASH FLOWS FROM OPERATING ACTIVITIES    
Net (loss) income $ (244,000) $ 783,000
Adjustments to reconcile net (loss) income to net cash (used in) provided by operating activities    
Depreciation and amortization 898,000 862,000
Amortization of forgivable loans 493,000 262,000
Stock-based compensation 125,000 470,000
Provision for doubtful accounts 121,000 343,000
Amortization of deferred clearing credit (157,000) (148,000)
Increase in fair value of contingent consideration payable 12,000
Deferred tax expense (benefit) (139,000) 620,000
Changes in assets and liabilities, net of effects of acquisition    
Restricted cash (135,000) (126,000)
Cash deposits with clearing organizations (25,000)
Securities owned, at fair value (635,000) (433,000)
Receivables from broker-dealers, clearing organizations and others (532,000) 827,000
Forgivable loans (933,000) (1,001,000)
Other receivables, net (264,000) (821,000)
Prepaid expenses 89,000 (345,000)
Other assets 206,000 279,000
Accounts payable, accrued expenses and other liabilities (727,000) (1,600,000)
Securities sold, but not yet purchased, at fair value (32,000) 194,000
Net cash (used in) provided by operating activities (1,879,000) 166,000
CASH FLOWS FROM INVESTING ACTIVITIES    
Purchase of fixed assets (470,000) (232,000)
Net cash used in investing activities (470,000) (232,000)
CASH FLOWS FROM FINANCING ACTIVITIES    
Repurchase of shares of common stock (86,000)
Net cash used in financing activities (86,000)
NET DECREASE IN CASH (2,435,000) (66,000)
Beginning of the year 24,642,000 24,465,000
End of the year 22,207,000 24,399,000
Cash paid during the period for:    
Interest 16,000 6,000
Income taxes 76,000 1,123,000
SUPPLEMENTAL DISCLOSURES OF NONCASH INVESTING AND FINANCING ACTIVITIES    
Identifiable intangible assets acquired 569,000
Contingent consideration payable $ 569,000