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Condensed Consolidated Statements of Operations (Unaudited) - Scenario, Unspecified [Domain] - USD ($)
3 Months Ended 9 Months Ended
Jun. 30, 2015
Jun. 30, 2014
Jun. 30, 2015
Jun. 30, 2014
Revenues        
Commissions $ 24,272,000 $ 27,864,000 $ 74,434,000 $ 85,777,000
Principal transactions 2,418,000 3,977,000 8,562,000 13,119,000
Investment banking 6,356,000 5,273,000 15,869,000 14,225,000
Investment advisory 3,797,000 3,839,000 11,149,000 10,775,000
Interest and dividends 946,000 906,000 2,624,000 2,723,000
Transfer fees and clearing services 1,735,000 2,105,000 6,302,000 6,873,000
Tax preparation and accounting 2,724,000 2,557,000 7,231,000 6,832,000
Other 87,000 107,000 280,000 218,000
Total Revenues 42,335,000 46,628,000 126,451,000 140,542,000
Operating Expenses        
Commissions, compensation and fees 35,819,000 38,475,000 107,205,000 115,003,000
Clearing fees 681,000 860,000 2,209,000 3,001,000
Communications 1,176,000 1,217,000 3,618,000 3,548,000
Occupancy 1,021,000 1,064,000 3,046,000 3,090,000
License and registration 441,000 385,000 1,308,000 1,138,000
Professional fees 1,721,000 1,071,000 3,541,000 3,169,000
Interest 6,000 6,000 12,000 29,000
Depreciation and amortization 294,000 291,000 862,000 853,000
Other administrative expenses 819,000 1,523,000 3,241,000 4,215,000
Total Operating Expenses 41,978,000 44,892,000 125,042,000 134,046,000
Income before Income Tax Expense 357,000 1,736,000 1,409,000 6,496,000
Income tax expense 208,000 29,000 626,000 271,000
Net Income $ 149,000 $ 1,707,000 $ 783,000 $ 6,225,000
Net income per share - Basic (in Dollars per share) $ 0.01 $ 0.14 $ 0.06 $ 0.51
Net income per share - Diluted (in Dollars per share) $ 0.01 $ 0.14 $ 0.06 $ 0.50
Weighted number of shares outstanding - Basic (in Shares) 12,446,365 12,324,689 12,446,365 12,208,449
Weighted number of shares outstanding - Diluted (in Shares) 12,491,170 12,514,128 12,495,475 12,361,012