XML 53 R19.htm IDEA: XBRL DOCUMENT

Note 13 - Clearing Agreements	9 Months Ended
Jun. 30, 2014
Clearing Agreements [Abstract]
Clearing Agreements [Text Block]	NOTE 13. CLEARING AGREEMENTS NSC and vFinance Investments have separate but coterminous clearing agreements with NFS. Both broker-dealer subsidiaries signed amendments in May 2014, which terminate in May 2021. The clearing agreement includes a termination fee if either broker dealer terminates the agreement without cause. Each of NSC and vFinance Investments currently has clearing agreements with one or more of NFS, COR Clearing, ICBC, Rosenthal and RJO.

Note 13 - Clearing Agreements

9 Months Ended

Jun. 30, 2014

NOTE 13. CLEARING AGREEMENTS

NSC and vFinance Investments have separate but coterminous clearing agreements with NFS. Both broker-dealer subsidiaries signed amendments in May 2014, which terminate in May 2021. The clearing agreement includes a termination fee if either broker dealer terminates the agreement without cause. Each of NSC and vFinance Investments currently has clearing agreements with one or more of NFS, COR Clearing, ICBC, Rosenthal and RJO.