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Consolidated Statements of Cash Flows (Unaudited) (USD $)
12 Months Ended
Sep. 30, 2013
Sep. 30, 2012
CASH FLOWS FROM OPERATING ACTIVITIES    
Net income (loss) $ 1,565,000 $ (1,951,000)
Adjustments to reconcile net income (loss) to net cash provided by operating activities    
Depreciation and amortization 922,000 1,154,000
Amortization of advances to registered representatives 349,000 265,000
Compensatory element of common stock option issuances 379,000 10,000
Loss on investment in unaffilated entity 162,000  
Loss on disposition of unconsolidated joint venture   1,051,000
Amortization of note discount   247,000
Provision for bad debt (96,000) (201,000)
Net realized and unrealized (gain) loss on securities (1,202,000) 23,000
Changes in operating assets and liabilities    
Restricted cash (92,000)  
Deposits with clearing organizations   50,000
Receivables from broker-dealers, clearing organizations and others (1,722,000) (786,000)
Securities owned: marketable, at market value 1,526,000 (307,000)
Securities owned: non-marketable, at fair value (39,000) 10,000
Other assets (276,000) (30,000)
Accounts payable, accrued expenses and other liabilities 2,024,000 773,000
Securities sold, but not yet purchased, at market 14,000 (1,000)
Net cash provided by operating activities 3,514,000 307,000
CASH FLOWS FROM INVESTING ACTIVITIES    
Capital contribution to unconsolidated joint venture   (550,000)
Purchase of fixed assets (241,000) (221,000)
Net cash used in investing activities (241,000) (771,000)
CASH FLOWS FROM FINANCING ACTIVITIES    
Proceeds from issuance of convertible notes payable   5,000,000
Principal repayment of convertible notes payable (1,800,000) (4,200,000)
Repayment of subordinated borrowings (1,000,000) (100,000)
Proceeds from issuance of subordinated borrowings   1,000,000
Net proceeds from issuance of common stock 11,578,000  
Net cash provided by financing activities 8,778,000 1,700,000
NET INCREASE IN CASH 12,051,000 1,236,000
CASH BALANCE    
Beginning of the year 7,934,000 6,698,000
End of the year 19,985,000 7,934,000
SUPPLEMENTAL DISCLOSURES OF CASH FLOW INFORMATION    
Interest 415,000 617,000
Income taxes 47,000 0
SUPPLEMENTAL DISCLOSURES OF NONCASH INVESTING AND FINANCING ACTIVITIES    
Series A preferred stock dividends   715,000
Common Stock to Liability [Member]
   
SUPPLEMENTAL DISCLOSURES OF NONCASH INVESTING AND FINANCING ACTIVITIES    
Conversion of debt 313,000 515,000
Series A Preferred Stock to Common Stock [Member]
   
SUPPLEMENTAL DISCLOSURES OF NONCASH INVESTING AND FINANCING ACTIVITIES    
Conversion of stock   83,000
Series C Preferred Stock to Common Stock [Member]
   
SUPPLEMENTAL DISCLOSURES OF NONCASH INVESTING AND FINANCING ACTIVITIES    
Conversion of stock 2,551,000  
Series D Preferred Stock to Common Stock [Member]
   
SUPPLEMENTAL DISCLOSURES OF NONCASH INVESTING AND FINANCING ACTIVITIES    
Conversion of stock 3,605,000  
Series E Subordinated Note to Common Stock [Member]
   
SUPPLEMENTAL DISCLOSURES OF NONCASH INVESTING AND FINANCING ACTIVITIES    
Conversion of stock 5,000,000  
Warrants to Equity [Member]
   
SUPPLEMENTAL DISCLOSURES OF NONCASH INVESTING AND FINANCING ACTIVITIES    
Conversion of debt $ 259,000