XML 55 R11.htm IDEA: XBRL DOCUMENT

Note 5 - Broker-Dealers And Clearing Organizations Receivables and Payables	6 Months Ended
Mar. 31, 2013
Due to and from Broker-Dealers and Clearing Organizations Disclosure [Text Block]	NOTE 5. BROKER-DEALERS AND CLEARING ORGANIZATIONS RECEIVABLES AND PAYABLES At March 31, 2013 and September 30, 2012, the receivables of $3,572,000 and $3,650,000, respectively, from broker-dealers and clearing organizations represent net amounts due for fees and commissions. At March 31, 2013 and September 30, 2012, the amounts payable to broker dealers and clearing organizations of $13,000 and $119,000, respectively, represent amounts owed to clearing firms or other broker dealers for fees on transactions.

Note 5 - Broker-Dealers And Clearing Organizations Receivables and Payables

6 Months Ended

Mar. 31, 2013

Due to and from Broker-Dealers and Clearing Organizations Disclosure [Text Block]

NOTE 5. BROKER-DEALERS AND CLEARING ORGANIZATIONS RECEIVABLES AND PAYABLES

At March 31, 2013 and September 30, 2012, the receivables of $3,572,000 and $3,650,000, respectively, from broker-dealers and clearing organizations represent net amounts due for fees and commissions. At March 31, 2013 and September 30, 2012, the amounts payable to broker dealers and clearing organizations of $13,000 and $119,000, respectively, represent amounts owed to clearing firms or other broker dealers for fees on transactions.