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Note 4 - Clearing Agreements
6 Months Ended
Mar. 31, 2013
Schedule of Due to (from) Broker-Dealers and Clearing Organizations [Table Text Block]
NOTE 4. CLEARING AGREEMENTS

On February 1, 2010, National Securities and vFinance Investments entered into separate but coterminous clearing agreements with National Financial Services, LLC with a termination date of February 1, 2015. The clearing agreement includes a termination fee if either broker dealer terminates the agreement without cause. The Broker-Dealer Subsidiaries currently have clearing agreements with NFS, COR, ICBC, Rosenthal and RJO.