XML 42 R10.htm IDEA: XBRL DOCUMENT v2.4.0.6
Note 4 - Broker-Dealers And Clearing Organizations Receivables And Payables
12 Months Ended
Sep. 30, 2011
Due to and from Broker-Dealers and Clearing Organizations Disclosure [Text Block]
NOTE 4. BROKER-DEALERS AND CLEARING ORGANIZATIONS RECEIVABLES AND PAYABLES

At September 30, 2011 and 2010, the receivables of $2,714,000 and $3,518,000 respectively, from broker-dealers and clearing organizations represent net amounts due for fees and commissions.  At September 30, 2011 and 2010, the amounts payable to broker-dealers and clearing organizations of $139,000 and $169,000 respectively, represent amounts owed to clearing firms for fees on unsettled transactions and payables to other Broker-Dealers associated with tri-party clearing agreements.