0001251859-20-000015.txt : 20201229
0001251859-20-000015.hdr.sgml : 20201229
20201229164557
ACCESSION NUMBER: 0001251859-20-000015
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201224
FILED AS OF DATE: 20201229
DATE AS OF CHANGE: 20201229
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ASHER DANIEL
CENTRAL INDEX KEY: 0001251859
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12629
FILM NUMBER: 201422969
MAIL ADDRESS:
STREET 1: 111 W JACKSON BLVD
STREET 2: 20TH FL
CITY: CHICAGO
STATE: IL
ZIP: 60604
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NATIONAL HOLDINGS CORP
CENTRAL INDEX KEY: 0001023844
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
IRS NUMBER: 364128138
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 200 VESEY STREET
STREET 2: 25TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10281
BUSINESS PHONE: 212-417-8000
MAIL ADDRESS:
STREET 1: 200 VESEY STREET
STREET 2: 25TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10281
FORMER COMPANY:
FORMER CONFORMED NAME: OLYMPIC CASCADE FINANCIAL CORP
DATE OF NAME CHANGE: 19960927
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2020-12-24
0
0001023844
NATIONAL HOLDINGS CORP
NHLD
0001251859
ASHER DANIEL
111 W JACKSON BLVD
20TH FL
CHICAGO
IL
60604
0
0
1
0
Common Stock
2020-12-24
4
P
0
5400
2.6319
A
1716751
I
Thru Equitec Proprietary Markets, LLC
Common Stock
2020-12-28
4
P
0
12837
2.71
A
1729588
I
Thru Equitec Proprietary Markets, LLC
Common Stock
2020-12-29
4
P
0
221
2.71
A
1729809
I
Thru Equitec Proprietary Markets, LLC
Common Stock
1298032
I
Thru Sphinx Trading, LP
The reporting person controls 50% of the of the membership interest in Equitec Proprietary Markets LLc
The reporting person is a member and president of Oakmont Investments, LLC and a general partner of Sphinx Trading, L.P.
Daniel Asher
2020-12-29