Condensed Consolidated Statements of Financial Condition - USD ($) $ in Thousands	Mar. 31, 2019	Sep. 30, 2018
ASSETS
Cash	$ 25,881	$ 27,920
Restricted cash	1,158	1,353
Cash deposits with clearing organizations	336	336
Securities owned, at fair value	7,606	7,786
Receivables from broker-dealers and clearing organizations	3,451	3,967
Forgivable loans receivable	1,444	1,567
Other receivables, net	5,140	4,265
Prepaid expenses	5,346	4,065
Fixed assets, net	3,330	2,671
Intangible assets, net	6,028	4,730
Goodwill	5,153	5,153
Deferred tax asset, net	4,294	4,192
Other assets, principally refundable deposits	735	444
Total Assets	69,902	68,449
Liabilities
Accrued commissions and payroll payable	9,614	12,862
Accounts payable and accrued expenses	11,537	8,019
Deferred clearing and marketing credits	472	576
Other	738	57
Total Liabilities	22,361	21,514
Commitments and Contingencies (Note 13)
Stockholders’ Equity
Preferred stock, $0.01 par value, 10,000,000 shares authorized; none outstanding	0	0
Common stock $0.02 par value, authorized 75,000,000 shares at March 31, 2019 and September 30, 2018; 12,899,866 shares issued and outstanding at March 31, 2019 and 12,541,890 shares issued and outstanding at September 30, 2018	258	250
Additional paid-in-capital	89,072	86,510
Accumulated deficit	(41,789)	(39,825)
Total Stockholders’ Equity	47,541	46,935
Total Liabilities and Stockholders’ Equity	$ 69,902	$ 68,449