RECEIVEABLES FROM BROKER-DEALERS AND CLEARING ORGANIZATIONS AND OTHER RECEIVABLES (Tables)

3 Months Ended

Dec. 31, 2018

Brokers and Dealers [Abstract]

Schedule of Accounts, Notes, Loans and Financing Receivable

Other receivables at December 31, 2018 and September 30, 2018 consist of the following:

	December 31,			September 30,
	2018			2018
Trailing fees	$	1,058,000		$	1,086,000
Accounts receivable for tax and accounting services	558,000			661,000
Allowance for doubtful accounts - tax and accounting services	(309,000		)	(286,000		)
Advances to registered representatives	674,000			393,000
Investment banking receivable	1,465,000			357,000
Advisory fees	455,000			559,000
Notes receivable	714,000			746,000
Other	980,000			749,000
Total other receivables, net	$	5,595,000		$	4,265,000