RECEIVEABLES FROM BROKER-DEALERS AND CLEARING ORGANIZATIONS AND OTHER RECEIVABLES (Tables)

6 Months Ended

Mar. 31, 2018

Brokers and Dealers [Abstract]

Schedule of Other Receivables

Other receivables at March 31, 2018 and September 30, 2017 consist of the following:

	March 31,			September 30,
	2018			2017
Trailing fees	$	1,138,000		$	1,156,000
Accounts receivable for tax and accounting services	1,015,000			698,000
Allowance for doubtful accounts - tax and accounting services	(210,000		)	(390,000		)
Advances to registered representatives	808,000			881,000
Allowance for doubtful accounts - advances to registered representatives	(288,000		)	(154,000		)
Investment banking receivable	1,373,000			1,086,000
Advisory fees	478,000			510,000
Notes receivable	631,000			676,000
Other	1,088,000			717,000
Total	$	6,033,000		$	5,180,000