XML 56 R44.htm IDEA: XBRL DOCUMENT v3.6.0.2
SECURITIES OWNED AND SECURITIES SOLD, BUT NOT YET PURCHASED AT FAIR VALUE (Details) - USD ($)
$ in Thousands
Dec. 31, 2016
Sep. 30, 2016
Security Owned and Sold, Not yet Purchased, at Fair Value [Line Items]    
Securities owned at fair value $ 1,206 $ 2,357
Level 1    
Security Owned and Sold, Not yet Purchased, at Fair Value [Line Items]    
Securities owned at fair value 1,102 2,212
Level 2    
Security Owned and Sold, Not yet Purchased, at Fair Value [Line Items]    
Securities owned at fair value 104 145
Level 3    
Security Owned and Sold, Not yet Purchased, at Fair Value [Line Items]    
Securities owned at fair value 0 0
Corporate stocks    
Security Owned and Sold, Not yet Purchased, at Fair Value [Line Items]    
Securities owned at fair value 172 101
Securities sold, not yet purchased at fair value 1 298
Corporate stocks | Level 1    
Security Owned and Sold, Not yet Purchased, at Fair Value [Line Items]    
Securities owned at fair value 172 101
Securities sold, not yet purchased at fair value 1 298
Corporate stocks | Level 2    
Security Owned and Sold, Not yet Purchased, at Fair Value [Line Items]    
Securities owned at fair value 0 0
Securities sold, not yet purchased at fair value 0 0
Corporate stocks | Level 3    
Security Owned and Sold, Not yet Purchased, at Fair Value [Line Items]    
Securities owned at fair value 0 0
Securities sold, not yet purchased at fair value 0 0
Municipal bonds    
Security Owned and Sold, Not yet Purchased, at Fair Value [Line Items]    
Securities owned at fair value 930 2,111
Municipal bonds | Level 1    
Security Owned and Sold, Not yet Purchased, at Fair Value [Line Items]    
Securities owned at fair value 930 2,111
Municipal bonds | Level 2    
Security Owned and Sold, Not yet Purchased, at Fair Value [Line Items]    
Securities owned at fair value 0 0
Municipal bonds | Level 3    
Security Owned and Sold, Not yet Purchased, at Fair Value [Line Items]    
Securities owned at fair value 0 0
Restricted stock    
Security Owned and Sold, Not yet Purchased, at Fair Value [Line Items]    
Securities owned at fair value 104 145
Restricted stock | Level 1    
Security Owned and Sold, Not yet Purchased, at Fair Value [Line Items]    
Securities owned at fair value 0 0
Restricted stock | Level 2    
Security Owned and Sold, Not yet Purchased, at Fair Value [Line Items]    
Securities owned at fair value 104 145
Restricted stock | Level 3    
Security Owned and Sold, Not yet Purchased, at Fair Value [Line Items]    
Securities owned at fair value $ 0 $ 0