Segment Information

3 Months Ended

Dec. 31, 2015

Segment Reporting [Abstract]

Segment Information

SEGMENT INFORMATION

The Company has two reportable segments. The brokerage and advisory services segment includes broker-dealer and investment advisory services, the sale of insurance products and licensed mortgage brokerage services provided by the Broker-Dealer Subsidiaries, NAM, National Insurance and GC. The tax and accounting services segment includes tax preparation and accounting services provided by Gilman.

The Corporate pre-tax loss consists of certain expenses that have not been allocated to reportable segments. 

Segment information for the three months ended December 31, 2015 and 2014 is as follows: 

	Brokerage and Advisory Services		Tax and Accounting Services			Corporate				Total
Three Months Ended December 31,
2015
Revenues	$	38,722,000	$	900,000		$	—			$	39,622,000
Pre-tax income (loss)	1,023,000		(1,158,000		)	(509,000		)	(a)	(644,000		)
Assets	40,716,000		2,929,000			18,160,000			(b)	61,805,000
Depreciation and amortization	199,000		45,000			56,000				300,000
Interest	1,000		—			—				1,000
Capital expenditures	106,000		18,000			27,000				151,000
2014
Revenues	$	40,442,000	$	759,000		$	—			$	41,201,000
Pre-tax income (loss)	1,985,000		(630,000		)	(840,000		)	(a)	515,000
Assets	36,696,000		6,604,000			20,082,000			(b)	63,382,000
Depreciation and amortization	110,000		7,000			157,000				274,000
Interest	4,000		—			—				4,000
Capital expenditures	204,000		—			—				204,000

(a) Consists of expenses not allocated to reportable segments.

(b) Consists principally of deferred tax asset, intangibles and goodwill.