-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Lkouo7ddzcEqt8vUhlMYIFGECrNavzRUA6ZWsj4Wf0x9pFBEninfzD3xJmpigYTw vTRFDOy1sJK+lQGH84rTQw== 0000899140-08-000966.txt : 20080404 0000899140-08-000966.hdr.sgml : 20080404 20080404142008 ACCESSION NUMBER: 0000899140-08-000966 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20080331 FILED AS OF DATE: 20080404 DATE AS OF CHANGE: 20080404 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NATIONAL HOLDINGS CORP CENTRAL INDEX KEY: 0001023844 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 364128138 STATE OF INCORPORATION: DE FISCAL YEAR END: 0926 BUSINESS ADDRESS: STREET 1: 120 BROADWAY STREET 2: 27TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10271 BUSINESS PHONE: 212-417-8000 MAIL ADDRESS: STREET 1: 120 BROADWAY STREET 2: 27TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10271 FORMER COMPANY: FORMER CONFORMED NAME: OLYMPIC CASCADE FINANCIAL CORP DATE OF NAME CHANGE: 19960927 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: EISEN HARVEY P CENTRAL INDEX KEY: 0001104706 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12629 FILM NUMBER: 08740031 BUSINESS ADDRESS: BUSINESS PHONE: 9142425725 MAIL ADDRESS: STREET 1: 100 SOUTH BEDFORD ROAD CITY: MT KISCO STATE: NY ZIP: 10549 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BEDFORD OAK ADVISORS LLC CENTRAL INDEX KEY: 0001104465 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12629 FILM NUMBER: 08740032 BUSINESS ADDRESS: STREET 1: 100 SOUTH BEDFORD ROAD CITY: MT KISCO STATE: NY ZIP: 10549 BUSINESS PHONE: 9142425725 4 1 bedoakadv_nhld4-040308ex.xml X0202 4 2008-03-31 0 0001023844 NATIONAL HOLDINGS CORP NHLD 0001104465 BEDFORD OAK ADVISORS LLC 100 SOUTH BEDFORD ROAD MT. KISCO NY 10549 0 0 1 0 0001104706 EISEN HARVEY P 100 SOUTH BEDFORD ROAD MT KISCO NY 10549 0 0 1 0 Common Stock, $0.02 par value 2008-03-31 4 P 0 38600 2.09 A 1130611 I See Footnote Common Stock, $0.02 par value 2008-04-01 4 P 0 3389 2.19 A 1134000 I See Footnote See Exhibit 99.1, Item 1. Exhibit List Exhibit 99.1 - Explanation of Responses Exhibit 99.2 - Joint Filer Information /s/ Harvey P. Eisen for himself and on behalf of the following: BEDFORD OAK ADVISORS, LLC 2008-04-02 EX-99 2 b4204178a.txt EXHIBIT 99.1 EXPLANATION OF RESPONSES Exhibit 99.1 - Explanation of Responses ------------ (1) The shares are owned directly by certain private investment partnerships managed by Bedford Oak Advisors, LLC (the "Investment Manager") including Bedford Oak Capital, L.P. (the "Partnership"). A portion of these securities may also be deemed to be owned beneficially indirectly by Bedford Oak Management, LLC, the general partner of the Partnership (the "General Partner") and by Harvey P. Eisen, the managing member of the General Partner, in accordance with the respective "pecuniary interests" of such persons (within the meaning of Exchange Act Rule 16a-1(a)(2). The Investment Manager, an affiliated entity and investment manager of the Partnership, has the power to vote and dispose of such shares but has no pecuniary interest therein. The General Partner and Mr. Eisen disclaim any beneficial interest in such securities in excess of such pecuniary interest. EX-99 3 b4204178b.txt EXHIBIT 99.2 JOINT FILER INFORMATION Exhibit 99.2 - Form 4 Joint Filer Information ------------ Name: Harvey P. Eisen Address: 100 South Bedford Road, Mt. Kisco NY 10549 Designated Filer: Bedford Oak Advisors, LLC Issuer & Ticker Symbol: National Holdings Corporation (OTC BB: NHLD) Date of Event Requiring Statement: March 31, 2008 -----END PRIVACY-ENHANCED MESSAGE-----