0001127602-14-023107.txt : 20140709
0001127602-14-023107.hdr.sgml : 20140709
20140709200411
ACCESSION NUMBER: 0001127602-14-023107
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140707
FILED AS OF DATE: 20140709
DATE AS OF CHANGE: 20140709
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ASHLAND INC.
CENTRAL INDEX KEY: 0001305014
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-CHEMICALS & ALLIED PRODUCTS [5160]
IRS NUMBER: 200865835
STATE OF INCORPORATION: KY
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 50 EAST RIVERCENTER BLVD., 16TH FLOOR
CITY: COVINGTON
STATE: KY
ZIP: 41012
BUSINESS PHONE: 859-815-3483
MAIL ADDRESS:
STREET 1: 50 EAST RIVERCENTER BLVD., 16TH FLOOR
CITY: COVINGTON
STATE: KY
ZIP: 41012
FORMER COMPANY:
FORMER CONFORMED NAME: New EXM Inc.
DATE OF NAME CHANGE: 20041004
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: OBRIEN JAMES J /KY
CENTRAL INDEX KEY: 0001023582
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32532
FILM NUMBER: 14968164
MAIL ADDRESS:
STREET 1: ASHLAND INC.
STREET 2: 50 E. RIVERCENTER BLVD
CITY: COVINGTON
STATE: KY
ZIP: 41011
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2014-07-07
0001305014
ASHLAND INC.
ASH
0001023582
OBRIEN JAMES J /KY
50 E. RIVERCENTER BOULEVARD
COVINGTON
KY
41012-0391
1
Chief Executive Officer
Common Stock
2014-07-07
4
S
0
130603
108.14
D
0
I
By Trust for Child
Common Stock
2014-07-07
4
S
0
100
109.08
D
43870
D
Common Stock
2014-07-07
4
S
0
30230
108.14
D
13640
D
Common Stock
3198
I
401(k)
Common Stock
2655
I
Lesop
The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 6, 2014.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.00 to $108.82, inclusive. The reporting person undertakes to provide to Ashland Inc., any security holder of Ashland Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Includes 13,640 shares of unvested Restricted Stock.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.00 to $108.90, inclusive. The reporting person undertakes to provide to Ashland Inc., any security holder of Ashland Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Based on Employee Savings Plan information as of July 7, 2014, the latest date for which such information is reasonably available.
Shares accrued under Ashland's Leveraged Employee Stock Ownership Plan as of July 7, 2014.
/s/ Jennifer I. Henkel, Attorney-in-Fact
2014-07-09