0001683168-21-000327.txt : 20210129 0001683168-21-000327.hdr.sgml : 20210129 20210129205543 ACCESSION NUMBER: 0001683168-21-000327 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210127 FILED AS OF DATE: 20210129 DATE AS OF CHANGE: 20210129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Paglia John Kenneth CENTRAL INDEX KEY: 0001627832 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32046 FILM NUMBER: 21573888 MAIL ADDRESS: STREET 1: 746 GRABLE PLACE CITY: NEWBURY PARK STATE: CA ZIP: 91320 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SIMULATIONS PLUS INC CENTRAL INDEX KEY: 0001023459 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 954595609 FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: 42505 10TH STREET WEST CITY: LANCASTER STATE: CA ZIP: 93534-7059 BUSINESS PHONE: 661-723-7723 MAIL ADDRESS: STREET 1: 42505 10TH STREET WEST CITY: LANCASTER STATE: CA ZIP: 93534-7059 4 1 ownership.xml X0306 4 2021-01-27 0 0001023459 SIMULATIONS PLUS INC SLP 0001627832 Paglia John Kenneth 42505 10TH STREET WEST LANCASTER CA 93534 1 0 0 0 Common Stock 2021-01-27 4 S 0 3808 82.0988 D 0 D Common Stock 2021-01-27 4 M 0 3750 6.75 A 3750 D Common Stock 2021-01-27 4 F 0 316 80.18 D 3434 D Common Stock 2021-01-27 4 M 0 5000 8.62 A 8434 D Common Stock 2021-01-27 4 F 0 538 80.18 D 7896 D Common Stock 2021-01-27 4 M 0 3750 14.50 A 11646 D Common Stock 2021-01-27 4 F 0 678 80.18 D 10968 D Common Stock 2021-01-27 4 M 0 4000 34.23 A 14968 D Common Stock 2021-01-27 4 F 0 1708 80.18 D 13260 D Common Stock 2021-01-29 4 S 0 13260 79.2477 D 0 D Stock Option (Right to Buy) 6.75 2021-01-27 4 M 0 3750 0 D 2025-08-31 Common Stock 3750 0 D Stock Option (Right to Buy) 8.62 2021-01-27 4 M 0 5000 0 D 2026-08-31 Common Stock 5000 0 D Stock Option (Right to Buy) 14.5 2021-01-27 4 M 0 3750 0 D 2027-08-31 Common Stock 3750 0 D Stock Option (Right to Buy) 34.23 2021-01-27 4 M 0 4000 0 D 2029-07-19 Common Stock 4000 6000 D Reflects the weighted-average sale price for an aggregate of 13,260 shares sold in multiple transactions at prices ranging from $79.00 to $79.80 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Fully Vested The option is vested over a three year period with 40% on the first anniversary of the date of grant and continuing to vest as to the 2nd and 3rd installment on the 2nd and 3rd anniversary date thereafter at 30%. /s/ John Paglia 2021-01-29