0001683168-20-004071.txt : 20201123
0001683168-20-004071.hdr.sgml : 20201123
20201123175332
ACCESSION NUMBER: 0001683168-20-004071
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191120
FILED AS OF DATE: 20201123
DATE AS OF CHANGE: 20201123
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: OCONNOR SHAWN
CENTRAL INDEX KEY: 0001227877
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32046
FILM NUMBER: 201339297
MAIL ADDRESS:
STREET 1: 42505 10TH STREET WEST
CITY: LANCASTER
STATE: CA
ZIP: 93534-7059
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SIMULATIONS PLUS INC
CENTRAL INDEX KEY: 0001023459
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373]
IRS NUMBER: 954595609
FISCAL YEAR END: 0831
BUSINESS ADDRESS:
STREET 1: 42505 10TH STREET WEST
CITY: LANCASTER
STATE: CA
ZIP: 93534-7059
BUSINESS PHONE: 661-723-7723
MAIL ADDRESS:
STREET 1: 42505 10TH STREET WEST
CITY: LANCASTER
STATE: CA
ZIP: 93534-7059
4
1
ownership.xml
X0306
4
2019-11-20
0
0001023459
SIMULATIONS PLUS INC
SLP
0001227877
OCONNOR SHAWN
42505 10TH STREET WEST
LANCASTER
CA
93534
0
1
0
0
Chief Executive Officer
Common Stock
2020-11-20
4
M
0
20000
23.75
A
11881
D
Stock Option (Right to Buy)
23.75
2020-11-20
4
M
0
20000
23.75
D
2028-06-26
Common Stock
20000
20000
D
Stock Option (Right to Buy)
36.11
2029-08-31
Common Stock
20000
20000
D
Stock Option (Right to Buy)
59.97
2030-09-03
Common Stock
25000
25000
D
The Reporting Owner exercised a total of 20,000 shares using the cashless method, resulting in 11,881 shares of stock.
Vested with 40% on August 31, 2019, the first anniversary of the date of grant and continuing to vest on the 2nd and 3rd anniversary dates thereafter at 30%.
Vested with 40% on September 1, 2020, the first anniversary of the date of grant and continuing to vest on the 2nd and 3rd anniversary dates thereafter at 30%.
Vested with 40% on September 5, 2021, the first anniversary of the date of grant and continuing to vest on the 2nd and 3rd anniversary dates thereafter at 30%.
/s/ Shawn O'Connor
2020-11-23