0001683168-20-004071.txt : 20201123 0001683168-20-004071.hdr.sgml : 20201123 20201123175332 ACCESSION NUMBER: 0001683168-20-004071 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191120 FILED AS OF DATE: 20201123 DATE AS OF CHANGE: 20201123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OCONNOR SHAWN CENTRAL INDEX KEY: 0001227877 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32046 FILM NUMBER: 201339297 MAIL ADDRESS: STREET 1: 42505 10TH STREET WEST CITY: LANCASTER STATE: CA ZIP: 93534-7059 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SIMULATIONS PLUS INC CENTRAL INDEX KEY: 0001023459 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 954595609 FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: 42505 10TH STREET WEST CITY: LANCASTER STATE: CA ZIP: 93534-7059 BUSINESS PHONE: 661-723-7723 MAIL ADDRESS: STREET 1: 42505 10TH STREET WEST CITY: LANCASTER STATE: CA ZIP: 93534-7059 4 1 ownership.xml X0306 4 2019-11-20 0 0001023459 SIMULATIONS PLUS INC SLP 0001227877 OCONNOR SHAWN 42505 10TH STREET WEST LANCASTER CA 93534 0 1 0 0 Chief Executive Officer Common Stock 2020-11-20 4 M 0 20000 23.75 A 11881 D Stock Option (Right to Buy) 23.75 2020-11-20 4 M 0 20000 23.75 D 2028-06-26 Common Stock 20000 20000 D Stock Option (Right to Buy) 36.11 2029-08-31 Common Stock 20000 20000 D Stock Option (Right to Buy) 59.97 2030-09-03 Common Stock 25000 25000 D The Reporting Owner exercised a total of 20,000 shares using the cashless method, resulting in 11,881 shares of stock. Vested with 40% on August 31, 2019, the first anniversary of the date of grant and continuing to vest on the 2nd and 3rd anniversary dates thereafter at 30%. Vested with 40% on September 1, 2020, the first anniversary of the date of grant and continuing to vest on the 2nd and 3rd anniversary dates thereafter at 30%. Vested with 40% on September 5, 2021, the first anniversary of the date of grant and continuing to vest on the 2nd and 3rd anniversary dates thereafter at 30%. /s/ Shawn O'Connor 2020-11-23