0001023453-14-000001.txt : 20141203 0001023453-14-000001.hdr.sgml : 20141203 20141203110903 ACCESSION NUMBER: 0001023453-14-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20141203 DATE AS OF CHANGE: 20141203 EFFECTIVENESS DATE: 20141203 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AIS FUTURES FUND IV LP CENTRAL INDEX KEY: 0001023453 STANDARD INDUSTRIAL CLASSIFICATION: [6221] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-129154 FILM NUMBER: 141262507 BUSINESS ADDRESS: STREET 1: 187 DANBURY ROAD, SUITE 201 CITY: WILTON STATE: CT ZIP: 06883 BUSINESS PHONE: 203-563-1180 MAIL ADDRESS: STREET 1: 187 DANBURY ROAD, SUITE 201 CITY: WILTON STATE: CT ZIP: 06883 D/A 1 primary_doc.xml X0707 D/A LIVE 0001023453 AIS FUTURES FUND IV LP 187 Danbury Road, Suite 201 Wilton CT CONNECTICUT 06897 203-563-1180 DELAWARE None None Limited Partnership true n/a AIS Capital Management, L.P. 187 Danbury Road, Suite 201 Wilton CT CONNECTICUT 06897 Executive Officer General Partner n/a AIS General Partner, LLC AIS Capital Management, L.P. 187 Danbury Road, Suite 201 Wilton CT CONNECTICUT 06897 Executive Officer general partner of the General Partner John R. Hummel AIS Capital Management, L.P. 187 Danbury Road, Suite 201 Wilton CT CONNECTICUT 06897 Executive Officer Bradley C. Stern AIS Capital Management, L.P. 187 Danbury Road, Suite 201 Wilton CT CONNECTICUT 06897 Executive Officer Stephen Wayne Edwards AIS Capital Management, L.P. 187 Danbury Road, Suite 201 Wilton CT CONNECTICUT 06897 Executive Officer Hui John Zhang AIS Capital Management, L.P. 187 Danbury Road, Suite 201 Wilton CT CONNECTICUT 06897 Executive Officer Pooled Investment Fund Other Investment Fund false Decline to Disclose 06b true 0001023453-13-000002 1996-08-01 true true false 25000 Wells Fargo Advisors, LLC 19616 None None One North Jefferson Avenue St. Louis MO MISSOURI 63103 All States false Avisen Securities, Inc. 125977 None None 3626 Fair Oaks Boulevard Suite 300 Sacramento CA CALIFORNIA 95864 AL ALABAMA AZ ARIZONA CA CALIFORNIA CO COLORADO CT CONNECTICUT FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS MD MARYLAND MA MASSACHUSETTS MN MINNESOTA MO MISSOURI MT MONTANA NV NEVADA NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA OR OREGON PA PENNSYLVANIA TX TEXAS UT UTAH VA VIRGINIA WA WASHINGTON false Wedbush Securities, Inc. 877 None None 1000 Wilshire Boulevard Suite 900 Los Angeles CA CALIFORNIA 90017 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA PR PUERTO RICO RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false UBS Financial Services, Inc. 8174 None None 1200 Harbor Boulevard Weehawken NJ NEW JERSEY 07086 All States false Capital Management Partners, Inc. 21973 None None 1100 North 4th Street Suite 141 Fairfield IA IOWA 52556 AL ALABAMA AZ ARIZONA CA CALIFORNIA FL FLORIDA GA GEORGIA IL ILLINOIS IA IOWA MA MASSACHUSETTS NY NEW YORK OH OHIO TX TEXAS false Next Financial Group, Inc. 46214 None None 2500 Wilcrest Drive, Suite 620 Houston TX TEXAS 77042 All States false First Financial Equity Corporation 16507 None None 7373 North Scottsdale Road Suite D120 Scottsdale AZ ARIZONA 85253 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false Crowell, Weedon & Co. 193 None None 624 South Grand Avenue Los Angeles CA CALIFORNIA 90017 true Stifel, Nicolaus & Company, Incorporated 793 None None 501 North Broadway St. Louis MO MISSOURI 63102 All States false Benjamin F. Edwards & Company, Inc. 146936 None None One North Brentwood Blvd. Suite 850 St. Louis MO MISSOURI 63105 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false J.P. Turner & Company, L.L.C. 43177 None None One Buckhead Plaza 3060 Peachtree Road NW, 11th Floor Atlanta GA GEORGIA 30305 All States false Indefinite 155105440 Indefinite true 8 1930 10908939 true 0 Crowell, Weedon & Co. is no longer a registered broker-dealer & no longer receive commissions. 0 false AIS FUTURES FUND IV LP John Hummel John Hummel Managing Principal of the General Partner 2014-12-03