0001023453-14-000001.txt : 20141203
0001023453-14-000001.hdr.sgml : 20141203
20141203110903
ACCESSION NUMBER: 0001023453-14-000001
CONFORMED SUBMISSION TYPE: D/A
PUBLIC DOCUMENT COUNT: 1
ITEM INFORMATION: 06b
FILED AS OF DATE: 20141203
DATE AS OF CHANGE: 20141203
EFFECTIVENESS DATE: 20141203
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: AIS FUTURES FUND IV LP
CENTRAL INDEX KEY: 0001023453
STANDARD INDUSTRIAL CLASSIFICATION: [6221]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: D/A
SEC ACT: 1933 Act
SEC FILE NUMBER: 021-129154
FILM NUMBER: 141262507
BUSINESS ADDRESS:
STREET 1: 187 DANBURY ROAD, SUITE 201
CITY: WILTON
STATE: CT
ZIP: 06883
BUSINESS PHONE: 203-563-1180
MAIL ADDRESS:
STREET 1: 187 DANBURY ROAD, SUITE 201
CITY: WILTON
STATE: CT
ZIP: 06883
D/A
1
primary_doc.xml
X0707
D/A
LIVE
0001023453
AIS FUTURES FUND IV LP
187 Danbury Road, Suite 201
Wilton
CT
CONNECTICUT
06897
203-563-1180
DELAWARE
None
None
Limited Partnership
true
n/a
AIS Capital Management, L.P.
187 Danbury Road, Suite 201
Wilton
CT
CONNECTICUT
06897
Executive Officer
General Partner
n/a
AIS General Partner, LLC
AIS Capital Management, L.P.
187 Danbury Road, Suite 201
Wilton
CT
CONNECTICUT
06897
Executive Officer
general partner of the General Partner
John
R.
Hummel
AIS Capital Management, L.P.
187 Danbury Road, Suite 201
Wilton
CT
CONNECTICUT
06897
Executive Officer
Bradley
C.
Stern
AIS Capital Management, L.P.
187 Danbury Road, Suite 201
Wilton
CT
CONNECTICUT
06897
Executive Officer
Stephen
Wayne
Edwards
AIS Capital Management, L.P.
187 Danbury Road, Suite 201
Wilton
CT
CONNECTICUT
06897
Executive Officer
Hui
John
Zhang
AIS Capital Management, L.P.
187 Danbury Road, Suite 201
Wilton
CT
CONNECTICUT
06897
Executive Officer
Pooled Investment Fund
Other Investment Fund
false
Decline to Disclose
- 06b
true
0001023453-13-000002
1996-08-01
true
true
false
25000
Wells Fargo Advisors, LLC
19616
None
None
One North Jefferson Avenue
St. Louis
MO
MISSOURI
63103
All States
false
Avisen Securities, Inc.
125977
None
None
3626 Fair Oaks Boulevard
Suite 300
Sacramento
CA
CALIFORNIA
95864
AL
ALABAMA
AZ
ARIZONA
CA
CALIFORNIA
CO
COLORADO
CT
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NEW MEXICO
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NC
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OR
OREGON
PA
PENNSYLVANIA
TX
TEXAS
UT
UTAH
VA
VIRGINIA
WA
WASHINGTON
false
Wedbush Securities, Inc.
877
None
None
1000 Wilshire Boulevard
Suite 900
Los Angeles
CA
CALIFORNIA
90017
AL
ALABAMA
AK
ALASKA
AZ
ARIZONA
AR
ARKANSAS
CA
CALIFORNIA
CO
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MISSOURI
MT
MONTANA
NE
NEBRASKA
NV
NEVADA
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NEW HAMPSHIRE
NJ
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NM
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NY
NEW YORK
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OH
OHIO
OK
OKLAHOMA
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OREGON
PA
PENNSYLVANIA
PR
PUERTO RICO
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UTAH
VT
VERMONT
VA
VIRGINIA
WA
WASHINGTON
WV
WEST VIRGINIA
WI
WISCONSIN
WY
WYOMING
false
UBS Financial Services, Inc.
8174
None
None
1200 Harbor Boulevard
Weehawken
NJ
NEW JERSEY
07086
All States
false
Capital Management Partners, Inc.
21973
None
None
1100 North 4th Street
Suite 141
Fairfield
IA
IOWA
52556
AL
ALABAMA
AZ
ARIZONA
CA
CALIFORNIA
FL
FLORIDA
GA
GEORGIA
IL
ILLINOIS
IA
IOWA
MA
MASSACHUSETTS
NY
NEW YORK
OH
OHIO
TX
TEXAS
false
Next Financial Group, Inc.
46214
None
None
2500 Wilcrest Drive, Suite 620
Houston
TX
TEXAS
77042
All States
false
First Financial Equity Corporation
16507
None
None
7373 North Scottsdale Road
Suite D120
Scottsdale
AZ
ARIZONA
85253
AL
ALABAMA
AK
ALASKA
AZ
ARIZONA
AR
ARKANSAS
CA
CALIFORNIA
CO
COLORADO
CT
CONNECTICUT
DE
DELAWARE
DC
DISTRICT OF COLUMBIA
FL
FLORIDA
GA
GEORGIA
HI
HAWAII
ID
IDAHO
IL
ILLINOIS
IN
INDIANA
IA
IOWA
KS
KANSAS
KY
KENTUCKY
LA
LOUISIANA
ME
MAINE
MD
MARYLAND
MA
MASSACHUSETTS
MI
MICHIGAN
MN
MINNESOTA
MS
MISSISSIPPI
MO
MISSOURI
MT
MONTANA
NE
NEBRASKA
NV
NEVADA
NH
NEW HAMPSHIRE
NJ
NEW JERSEY
NM
NEW MEXICO
NY
NEW YORK
NC
NORTH CAROLINA
ND
NORTH DAKOTA
OH
OHIO
OK
OKLAHOMA
OR
OREGON
PA
PENNSYLVANIA
RI
RHODE ISLAND
SC
SOUTH CAROLINA
SD
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VT
VERMONT
VA
VIRGINIA
WA
WASHINGTON
WV
WEST VIRGINIA
WI
WISCONSIN
WY
WYOMING
false
Crowell, Weedon & Co.
193
None
None
624 South Grand Avenue
Los Angeles
CA
CALIFORNIA
90017
true
Stifel, Nicolaus & Company, Incorporated
793
None
None
501 North Broadway
St. Louis
MO
MISSOURI
63102
All States
false
Benjamin F. Edwards & Company, Inc.
146936
None
None
One North Brentwood Blvd.
Suite 850
St. Louis
MO
MISSOURI
63105
AL
ALABAMA
AK
ALASKA
AZ
ARIZONA
AR
ARKANSAS
CA
CALIFORNIA
CO
COLORADO
CT
CONNECTICUT
DE
DELAWARE
DC
DISTRICT OF COLUMBIA
FL
FLORIDA
GA
GEORGIA
HI
HAWAII
ID
IDAHO
IL
ILLINOIS
IN
INDIANA
IA
IOWA
KS
KANSAS
KY
KENTUCKY
LA
LOUISIANA
ME
MAINE
MD
MARYLAND
MA
MASSACHUSETTS
MI
MICHIGAN
MN
MINNESOTA
MS
MISSISSIPPI
MO
MISSOURI
MT
MONTANA
NE
NEBRASKA
NV
NEVADA
NH
NEW HAMPSHIRE
NJ
NEW JERSEY
NM
NEW MEXICO
NY
NEW YORK
NC
NORTH CAROLINA
ND
NORTH DAKOTA
OH
OHIO
OK
OKLAHOMA
OR
OREGON
PA
PENNSYLVANIA
RI
RHODE ISLAND
SC
SOUTH CAROLINA
SD
SOUTH DAKOTA
TN
TENNESSEE
TX
TEXAS
UT
UTAH
VT
VERMONT
VA
VIRGINIA
WA
WASHINGTON
WV
WEST VIRGINIA
WI
WISCONSIN
WY
WYOMING
false
J.P. Turner & Company, L.L.C.
43177
None
None
One Buckhead Plaza
3060 Peachtree Road NW, 11th Floor
Atlanta
GA
GEORGIA
30305
All States
false
Indefinite
155105440
Indefinite
true
8
1930
10908939
true
0
Crowell, Weedon & Co. is no longer a registered broker-dealer & no longer receive commissions.
0
false
AIS FUTURES FUND IV LP
John Hummel
John Hummel
Managing Principal of the General Partner
2014-12-03