0001415889-22-009306.txt : 20220902 0001415889-22-009306.hdr.sgml : 20220902 20220902181403 ACCESSION NUMBER: 0001415889-22-009306 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220831 FILED AS OF DATE: 20220902 DATE AS OF CHANGE: 20220902 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Vargas Jose J. CENTRAL INDEX KEY: 0001641128 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34761 FILM NUMBER: 221226421 MAIL ADDRESS: STREET 1: 3250 NE 1ST AVENUE, STE 915 CITY: MIAMI STATE: FL ZIP: 33137 FORMER NAME: FORMER CONFORMED NAME: Vargas Jose Sr DATE OF NAME CHANGE: 20150501 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AutoWeb, Inc. CENTRAL INDEX KEY: 0001023364 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 330711569 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 400 NORTH ASHLEY DRIVE STREET 2: SUITE 300 CITY: TAMPA STATE: FL ZIP: 33602 BUSINESS PHONE: 9492254500 MAIL ADDRESS: STREET 1: 6410 OAK CANYON STREET 2: SUITE 250 CITY: IRVINE STATE: CA ZIP: 92618 FORMER COMPANY: FORMER CONFORMED NAME: AUTOBYTEL INC DATE OF NAME CHANGE: 20100628 FORMER COMPANY: FORMER CONFORMED NAME: AUTOBYTEL INC DATE OF NAME CHANGE: 20010905 FORMER COMPANY: FORMER CONFORMED NAME: AUTOBYTEL COM INC DATE OF NAME CHANGE: 19981230 4 1 form4-09022022_030950.xml X0306 4 2022-08-31 1 0001023364 AutoWeb, Inc. AUTO 0001641128 Vargas Jose J. AUTOWEB, INC. 400 NORTH ASHLEY DRIVE, SUITE 400 TAMPA FL 33602 true false true false Common Stock 2022-08-31 4 J 0 99782 0.39 D 0 D Common Stock 2022-08-31 4 J 0 3002928 0.39 D 0 I See footnote The Reporting Person tendered all of the Reporting Person's shares of Common Stock for, or at the effective time of the Merger Agreement (as defined below) the Reporting Person's shares of Common Stock were converted into the right to receive, a purchase price of $0.39 per share in cash from Unity AC 2, Inc. ("Purchaser"), a wholly-owned subsidiary of Unity AC 1, LLC ("Parent"), pursuant to the terms of that certain Agreement and Plan of Merger, dated July 24, 2022, by and among the Issuer, Purchaser and Parent. (the "Merger Agreement"). The total number of securities were held as a voting group pursuant to that certain Schedule 13D (as amended) filed with the SEC by: (i) Auto Holdings Ltd., a British Virgin Islands company; (ii) P F Auto, Inc. a British Virgin Islands company; (iii) Ceiba International Corp.; (iv) the Reporting Person; (v) Galeb3 Inc.; (vi) Matias de Tezanos; (vii) Manatee Ventures Inc.; (viii) John Peter Klose de Ojeda; (ix) Richard Aitkenhead Castillo; (x) Investment and Development Finance Corp., (xi) IDC Financial, S.A.; (xii) Juan Christian Klose Pieters; (xiii) Margarita Klose; (xiv) Jorge Miguel Fernandez Bianchi; (xv) P F Holdings, Inc.; and (xvi) People F, Inc.. The Reporting Person is a director and officer in each of the entities identified as (i), (ii), (v), (xv) and (xvi) of the prior sentence. /s/ Jose J. Vargas 2022-09-02