-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QZb8vVKKUym87KT5urc9VT6vOqn6Pofgu0Vy+X1kSzlL/oEras1XgqKtvcztavU7 ZPOcVqpcWkt3wfkDDDU/Hg== 0000896595-05-000413.txt : 20051223 0000896595-05-000413.hdr.sgml : 20051223 20051223170549 ACCESSION NUMBER: 0000896595-05-000413 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051223 FILED AS OF DATE: 20051223 DATE AS OF CHANGE: 20051223 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HEIMANN M L DICK CENTRAL INDEX KEY: 0001170773 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14733 FILM NUMBER: 051285867 BUSINESS ADDRESS: BUSINESS PHONE: 5032211151 MAIL ADDRESS: STREET 1: 360 E JACKSON STREET CITY: MEDFORD STATE: OR ZIP: 97501 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LITHIA MOTORS INC CENTRAL INDEX KEY: 0001023128 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO DEALERS & GASOLINE STATIONS [5500] IRS NUMBER: 930572810 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 360 E JACKSON ST CITY: MEDFORD STATE: OR ZIP: 97501 BUSINESS PHONE: 5417766899 MAIL ADDRESS: STREET 1: 360 E JACKSON ST CITY: MEDFORD STATE: OR ZIP: 97501 4 1 hei272.xml X0202 4 2005-12-23 0 0001023128 LITHIA MOTORS INC LAD 0001170773 HEIMANN M L DICK 360 E. JACKSON ST. MEDFORD OR 97501 1 1 0 0 President & COO Class A Common 2005-12-23 4 M 0 7494 12.99 A 132284.00 D Class A Common 2005-12-23 4 M 0 3636 1.00 A 135920.00 D Class A Common 26175.00 I By 401(k) Class A Common 15964.00 I By Spouse Stock Option (1997sd) (NQ) (right to buy) 1.00 2005-12-23 4 M 0 3636 0 D 2005-12-31 Class A Common 3636.00 0.00 D Stock Option (2001) (ISO) (right to purchase) 12.99 2005-12-23 4 M 0 7494 0 D 2000-12-26 2005-12-26 Class A Common 7494.00 0.00 D Class B Common 0.00 Class A Common 1390188.00 1390188.00 I Interest owned by a LLC Stock Option (2000sd) (NQ) (right to buy) 16.75 2010-01-06 Class A Common 22010.00 22010.00 D Stock Option (2002nq) (right to buy) 15.13 2007-12-26 2012-12-26 Class A Common 16000.00 16000.00 D Stock Option (right to buy) 29.42 2009-03-11 2010-03-11 Class A Common 16002.00 16002.00 D Stock Option (right to buy) 27.58 2010-02-09 2011-02-09 Class A Common 18000.00 18000.00 D Stock Option (2001) (NQ) (right to buy) 1.00 2005-12-26 2010-12-26 Class A Common 16000.00 16000.00 D Stock Option (2001nq) (right to buy) 19.24 2006-12-26 2011-12-26 Class A Common 16000.00 16000.00 D Stock Option (2001sd) (NQ) (right to purchase) 11.81 2010-12-26 Class A Common 31788.00 31788.00 D The options vest as to 20% of the total grant on the date of grant and 20% each anniversary date thereafter. Class B Common converts to Class A Common on a 1:1 ratio at holder's discretion. The Class B Common stock is owned by Heimann Family, LLC, of which M.L. Dick Heimann is the majority member and its sole manager and he has elected to report all of the securities owned by the LLC as being beneficially owned by him. The options vest as follows: 13,627 on 1/6/01 and 8,383 on 1/6/02. The options vest 8,360 shares on 12/26/00, 2,108 on 12/26/02, 10,565 on 12/26/03 and 10,755 on 12/26/04 By: Cliff E. Spencer, Attorney in Fact for 2005-12-23 -----END PRIVACY-ENHANCED MESSAGE-----