-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IggQbodMQgl2KHi1BtRwqwf7DYYkpLV24/ef1Wiu/1PG/jdsdvZdHYIEu+X3lCfL zy2WImM2ZyUmWWkTmSKZuQ== 0000896595-05-000309.txt : 20050901 0000896595-05-000309.hdr.sgml : 20050901 20050901174149 ACCESSION NUMBER: 0000896595-05-000309 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050831 FILED AS OF DATE: 20050901 DATE AS OF CHANGE: 20050901 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LITHIA MOTORS INC CENTRAL INDEX KEY: 0001023128 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO DEALERS & GASOLINE STATIONS [5500] IRS NUMBER: 930572810 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 360 E JACKSON ST CITY: MEDFORD STATE: OR ZIP: 97501 BUSINESS PHONE: 5417766899 MAIL ADDRESS: STREET 1: 360 E JACKSON ST CITY: MEDFORD STATE: OR ZIP: 97501 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GRAY R BRADFORD CENTRAL INDEX KEY: 0001170772 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14733 FILM NUMBER: 051065635 BUSINESS ADDRESS: BUSINESS PHONE: 5032211151 MAIL ADDRESS: STREET 1: 360 E JACKSON STREET CITY: MEDFORD STATE: OR ZIP: 97501 4 1 gra265.xml X0202 4 2005-08-31 0 0001023128 LITHIA MOTORS INC LAD 0001170772 GRAY R BRADFORD 360 E. JACKSON ST. MEDFORD OR 97501 1 1 0 0 Executive Vice President Class A Common 2005-08-31 4 S 0 950 29.30 D 47000.00 D Class A Common 2005-08-31 4 S 0 1000 29.63 D 46000.00 D Class A Common 2005-08-31 4 S 0 1000 29.74 D 45000.00 D Class A Common 2005-08-31 4 S 0 2000 29.66 D 43000.00 D Class A Common 2005-08-31 4 S 0 2000 29.65 D 41000.00 D Class A Common 2005-08-31 4 S 0 1000 29.70 D 40000.00 D Class B Common 0.00 Class A Common 278978.00 278978.00 I Interest owned by a LLC Stock Option (1997) (NQ) (right to buy) 1.00 2005-12-31 Class A Common 2909.00 2909.00 D Stock Option (1998b) (ISO) (right to buy) 14.75 2005-12-31 Class A Common 8000.00 8000.00 D Stock Option (1999) (ISO) (right to buy) 16.50 2004-01-01 2009-01-01 Class A Common 6060.00 6060.00 D Stock Option (1999b) (ISO) (right to buy) 16.50 2005-01-01 2009-01-01 Class A Common 1940.00 1940.00 D Stock Option (2000) (NQ) (right to buy) 16.75 2005-01-06 2010-01-06 Class A Common 3941.00 3941.00 D Stock Option (2000b) (ISO) (right to buy) 16.75 2010-01-06 Class A Common 15949.00 15949.00 D Stock Option (2000c) (NQ) (right to buy) 16.75 2010-01-06 Class A Common 8110.00 8110.00 D Stock Option (2001iso) (right to buy) 19.24 2006-12-26 2011-12-26 Class A Common 5197.00 5197.00 D Stock Option (2002iso) (right to buy) 15.13 2007-12-26 2012-12-26 Class A Common 6609.00 6609.00 D Stock Option (2002nq) (right to buy) 15.13 2007-12-26 2012-12-26 Class A Common 5391.00 5391.00 D Stock Option (right to buy) 29.42 2009-03-11 2010-03-11 Class A Common 12000.00 12000.00 D Stock Option (right to buy) 27.58 2010-02-09 2011-02-09 Class A Common 14001.00 14001.00 D Stock Option (2001) (NQ) (right to buy) 1.00 2005-12-26 2010-12-26 Class A Common 12000.00 12000.00 D Stock Option (2001nq) (right to buy) 19.24 2006-12-26 2011-12-26 Class A Common 6803.00 6803.00 D Class B Common converts to Class A Common on a 1:1 ratio at holder's discretion. The options vest as to 20% of the total grant on the date of grant and 20% each anniversary date thereafter. The options vest as follows: 1,221 on 12/31/02; and 6,779 on 1/1/03. The options vest as follows: 3,498 on 12/31/00; 3,498 on 1/6/01; and 4,894 on 1/6/02. The options vest as to 50% of total grant on 3rd anniversary of grant date and remaining 50% on 4th anniversary date. By: Cliff E. Spencer, Attorney-in-Fact for 2005-09-01 -----END PRIVACY-ENHANCED MESSAGE-----