0000893877-19-000015.txt : 20190809 0000893877-19-000015.hdr.sgml : 20190809 20190809155912 ACCESSION NUMBER: 0000893877-19-000015 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190808 FILED AS OF DATE: 20190809 DATE AS OF CHANGE: 20190809 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DEBOER SIDNEY B CENTRAL INDEX KEY: 0001170769 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14733 FILM NUMBER: 191012906 MAIL ADDRESS: STREET 1: 234 VISTA ST. CITY: ASHLAND STATE: OR ZIP: 97520 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LITHIA MOTORS INC CENTRAL INDEX KEY: 0001023128 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO DEALERS & GASOLINE STATIONS [5500] IRS NUMBER: 930572810 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 150 NORTH BARTLETT STREET CITY: MEDFORD STATE: OR ZIP: 97501 BUSINESS PHONE: 541-776-6401 MAIL ADDRESS: STREET 1: 150 NORTH BARTLETT STREET CITY: MEDFORD STATE: OR ZIP: 97501 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2019-08-08 0001023128 LITHIA MOTORS INC LAD 0001170769 DEBOER SIDNEY B 150 N. BARTLETT STREET MEDFORD OR 97501 1 0 0 0 Class A Common Stock 2019-08-08 4 C 0 200000 0 A 200000 I By The Sidney B. DeBoer Trust and Lithia Holding Company, L.L.C. Class A Common Stock 2019-08-08 4 J 0 200000 128.76 D 0 D Class A Common Stock 2019-08-08 4 J 0 112431 128.76 A 112431 I By The Sidney B. DeBoer Trust and DeBoer Family LLC Class A Common Stock 1017 D Class B Common Stock 2019-08-08 4 C 0 200000 0 D Class A Common Stock 200000 600000 I By The Sidney B. DeBoer Trust and Lithia Holding Company, L.L.C. As permitted by instruction 4(b)(iv) to Form 4, the reporting person is reporting beneficial ownership of all shares of Lithia Motors, Inc. Class A Common Stock owned by Lithia Holding Company, L.L.C. The reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein, and the inclusion of such shares in this Form 4 shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. The reporting person is the settlor of the Sidney B. DeBoer Trust, and the Sidney B. DeBoer Trust is revocable by the reporting person at any time at the reporting person's option. The Sidney B. DeBoer Trust is the sole manager of Lithia Holding Company, L.L.C., which is the direct owner of the securities shown in row 1 of column 5 of table I. Pro rata distribution by Lithia Holding Company, L.L.C. of Lithia Motors, Inc. Class A Common Stock to the members of Lithia Holding Company, L.L.C., including DeBoer Family LLC. The shares distributed to DeBoer Family LLC are shown on the next row. The price shown is the value of one share of Lithia Motors, Inc. Class A Common Stock at the close of the New York Stock Exchange on August 8, 2019. Pro rata distribution by Lithia Holding Company, L.L.C. of Lithia Motors, Inc. Class A Common Stock to the members of Lithia Holding Company, L.L.C., including DeBoer Family LLC. As permitted by instruction 4(b)(iv) to Form 4, the reporting person is reporting beneficial ownership of all shares of Lithia Motors, Inc. Class A Common Stock owned by DeBoer Family LLC. The reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein, and the inclusion of such shares in this Form 4 shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. The reporting person is the settlor of the Sidney B. DeBoer Trust, and the Sidney B. DeBoer Trust is revocable by the reporting person at any time at the reporting person's option. The Sidney B. DeBoer Trust is a member and the sole manager of DeBoer Family LLC, which is the direct owner of the securities shown in row 3 of column 5 of table I. Class B Common Stock is immediately convertible on a one-for-one basis into Class A Common Stock and has no expiration date. The reporting person is the settlor of the Sidney B. DeBoer Trust, and the Sidney B. DeBoer Trust is revocable by the reporting person at any time at the reporting person's option. The Sidney B. DeBoer Trust is the sole manager of Lithia Holding Company, L.L.C., which is the direct owner of the securities shown in row 1 of column 9 of table II. /s/ Kevin Cundick, Attorney-in-fact for Sidney B. DeBoer 2019-08-09