0001104659-23-030708.txt : 20230309 0001104659-23-030708.hdr.sgml : 20230309 20230309184533 ACCESSION NUMBER: 0001104659-23-030708 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230307 FILED AS OF DATE: 20230309 DATE AS OF CHANGE: 20230309 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CAREY STEPHEN P. CENTRAL INDEX KEY: 0001674236 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31812 FILM NUMBER: 23721169 MAIL ADDRESS: STREET 1: C/O ANI PHARMACEUTICALS, INC. STREET 2: 210 MAIN STREET WEST CITY: BAUDETTE STATE: MN ZIP: 56623 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ANI PHARMACEUTICALS INC CENTRAL INDEX KEY: 0001023024 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 582301143 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 210 MAIN STREET WEST CITY: BAUDETTE STATE: MN ZIP: 56623 BUSINESS PHONE: 2186343500 MAIL ADDRESS: STREET 1: 210 MAIN STREET WEST CITY: BAUDETTE STATE: MN ZIP: 56623 FORMER COMPANY: FORMER CONFORMED NAME: BIOSANTE PHARMACEUTICALS INC DATE OF NAME CHANGE: 19991228 FORMER COMPANY: FORMER CONFORMED NAME: BEN ABRAHAM TECHNOLOGIES INC DATE OF NAME CHANGE: 19991027 4 1 tm239061-3_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2023-03-07 0 0001023024 ANI PHARMACEUTICALS INC ANIP 0001674236 CAREY STEPHEN P. C/O ANI PHARMACEUTICALS, INC. 210 MAIN STREET WEST BAUDETTE MN 56623 0 1 0 0 SVP AND CFO Common Stock 2023-03-07 4 F 0 2639 44.23 D 143994 D Common Stock 2023-03-07 4 F 0 864 44.23 D 143130 D Shares withheld for tax purposes exempt under Rule 16(b)-3 in connection with the vesting of 8,468 shares of restricted stock, the grant of which was previously reported. Shares withheld for tax purposes exempt under Rule 16(b)-3 in connection with the vesting of 2,822 shares of restricted stock, the grant of which was previously reported. /s/ Stephen P. Carey 2023-03-09