0001104659-20-060890.txt : 20200513 0001104659-20-060890.hdr.sgml : 20200513 20200513163120 ACCESSION NUMBER: 0001104659-20-060890 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200511 FILED AS OF DATE: 20200513 DATE AS OF CHANGE: 20200513 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Walsh Patrick D CENTRAL INDEX KEY: 0001720568 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31812 FILM NUMBER: 20873607 MAIL ADDRESS: STREET 1: 14282 FRANKLIN AVE. CITY: TUSTIN STATE: CA ZIP: 92780 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ANI PHARMACEUTICALS INC CENTRAL INDEX KEY: 0001023024 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 582301143 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 210 MAIN STREET WEST CITY: BAUDETTE STATE: MN ZIP: 56623 BUSINESS PHONE: 2186343500 MAIL ADDRESS: STREET 1: 210 MAIN STREET WEST CITY: BAUDETTE STATE: MN ZIP: 56623 FORMER COMPANY: FORMER CONFORMED NAME: BIOSANTE PHARMACEUTICALS INC DATE OF NAME CHANGE: 19991228 FORMER COMPANY: FORMER CONFORMED NAME: BEN ABRAHAM TECHNOLOGIES INC DATE OF NAME CHANGE: 19991027 4 1 tm2019363d1_4.xml FORM 4 X0306 4 2020-05-11 0 0001023024 ANI PHARMACEUTICALS INC ANIP 0001720568 Walsh Patrick D C/O ANI PHARMACEUTICALS, INC. 210 MAIN STREET WEST BAUDETTE MN 56623 1 1 0 0 Interim President and CEO Common Stock 2020-05-11 4 A 0 7050 0 A 20096 D The restricted stock was granted to the Reporting Person in connection with his commencement as interim President and Chief Executive Officer of the issuer. The restricted stock vests on the earlier of (i) May 11, 2021 or (ii) the termination of the Reporting Person's service as interim President and Chief Executive Officer, except in connection with a "for cause" termination. /s/ Patrick D. Walsh 2020-05-13