0001493152-20-003033.txt : 20200226 0001493152-20-003033.hdr.sgml : 20200226 20200226201514 ACCESSION NUMBER: 0001493152-20-003033 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200221 FILED AS OF DATE: 20200226 DATE AS OF CHANGE: 20200226 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Arrow Alexander K. CENTRAL INDEX KEY: 0001497166 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51353 FILM NUMBER: 20657980 MAIL ADDRESS: STREET 1: PO BOX 3094 CITY: REDWOOD CITY STATE: CA ZIP: 94064 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Protagenic Therapeutics, Inc.\new CENTRAL INDEX KEY: 0001022899 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 061390025 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 149 FIFTH AVENUE STREET 2: SUITE 500 CITY: NEW YORK STATE: NY ZIP: 10010 BUSINESS PHONE: (212) 994-8200 MAIL ADDRESS: STREET 1: 149 FIFTH AVENUE STREET 2: SUITE 500 CITY: NEW YORK STATE: NY ZIP: 10010 FORMER COMPANY: FORMER CONFORMED NAME: Atrinsic, Inc. DATE OF NAME CHANGE: 20090630 FORMER COMPANY: FORMER CONFORMED NAME: NEW MOTION, INC. DATE OF NAME CHANGE: 20070504 FORMER COMPANY: FORMER CONFORMED NAME: MPLC, Inc. DATE OF NAME CHANGE: 20050608 4 1 ownership.xml X0306 4 2020-02-21 0 0001022899 Protagenic Therapeutics, Inc.\new PTIX 0001497166 Arrow Alexander K. 149 FIFTH AVE, SUITE 500 NEW YORK NY 10010 0 1 0 0 Chief Financial Officer PTIX Common stock Options 1.75 2020-02-21 4 A 0 307497 A 2023-02-21 2030-02-21 PTIX Common Stock, Par Value $0.0001 307497 307497 D As this was an option grant, there was no cost to the recipient. 120,000 of the options vest monthly over 36 months, commencing on the date of grant, while the other 187,497 options are fully-vested. /s/ Alexander K. Arrow 2020-02-26