0001493152-20-003033.txt : 20200226
0001493152-20-003033.hdr.sgml : 20200226
20200226201514
ACCESSION NUMBER: 0001493152-20-003033
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200221
FILED AS OF DATE: 20200226
DATE AS OF CHANGE: 20200226
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Arrow Alexander K.
CENTRAL INDEX KEY: 0001497166
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51353
FILM NUMBER: 20657980
MAIL ADDRESS:
STREET 1: PO BOX 3094
CITY: REDWOOD CITY
STATE: CA
ZIP: 94064
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Protagenic Therapeutics, Inc.\new
CENTRAL INDEX KEY: 0001022899
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 061390025
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 149 FIFTH AVENUE
STREET 2: SUITE 500
CITY: NEW YORK
STATE: NY
ZIP: 10010
BUSINESS PHONE: (212) 994-8200
MAIL ADDRESS:
STREET 1: 149 FIFTH AVENUE
STREET 2: SUITE 500
CITY: NEW YORK
STATE: NY
ZIP: 10010
FORMER COMPANY:
FORMER CONFORMED NAME: Atrinsic, Inc.
DATE OF NAME CHANGE: 20090630
FORMER COMPANY:
FORMER CONFORMED NAME: NEW MOTION, INC.
DATE OF NAME CHANGE: 20070504
FORMER COMPANY:
FORMER CONFORMED NAME: MPLC, Inc.
DATE OF NAME CHANGE: 20050608
4
1
ownership.xml
X0306
4
2020-02-21
0
0001022899
Protagenic Therapeutics, Inc.\new
PTIX
0001497166
Arrow Alexander K.
149 FIFTH AVE, SUITE 500
NEW YORK
NY
10010
0
1
0
0
Chief Financial Officer
PTIX Common stock Options
1.75
2020-02-21
4
A
0
307497
A
2023-02-21
2030-02-21
PTIX Common Stock, Par Value $0.0001
307497
307497
D
As this was an option grant, there was no cost to the recipient.
120,000 of the options vest monthly over 36 months, commencing on the date of grant, while the other 187,497 options
are fully-vested.
/s/ Alexander K. Arrow
2020-02-26